# BOZ & Company LLC

> BOZ & Company LLC is a state-registered investment advisory firm in Lake Oswego, OR, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 167851
- Filed as: BOZ & COMPANY LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/167851
- AdvisorCensus page: https://advisorcensus.com/firm/boz-and-company-llc-lake-oswego-or-167851

## Quick answers

**How is BOZ & Company LLC compensated?**
On its Form ADV (Item 5.E, October 2026), BOZ & Company LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is BOZ & Company LLC located?**
BOZ & Company LLC's principal office is in Lake Oswego, OR, according to its Form ADV.

**Is BOZ & Company LLC registered with the SEC or a state?**
BOZ & Company LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 167851.

**How much does BOZ & Company LLC manage?**
BOZ & Company LLC reports $15,933,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does BOZ & Company LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (5).

**Does BOZ & Company LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167851

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $15,933,000
- Discretionary: $15,933,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $7,133,000 |
| High net worth individuals | 5 | $8,082,000 |
| Charitable organizations | Fewer than 5 | $593,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $125,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bd3.bdreporting.com
- bozcompany.com
- fp.morningstar.com
- Facebook @bozco
- LinkedIn @boz-&-company-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BOZ & Company LLC (CRD 167851): Form ADV filing data as of October 2026.