# BOX Financial Advisors, LLC

> BOX Financial Advisors, LLC is an SEC-registered investment advisory firm in Grapevine, TX, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 155623
- Filed as: BOX FINANCIAL ADVISORS, LLC
- Also doing business as: BOX FINANCIAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Grapevine, TX
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155623
- AdvisorCensus page: https://advisorcensus.com/firm/box-financial-advisors-llc-grapevine-tx-155623

## Quick answers

**How is BOX Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), BOX Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is BOX Financial Advisors, LLC located?**
BOX Financial Advisors, LLC's principal office is in Grapevine, TX, according to its Form ADV.

**Is BOX Financial Advisors, LLC registered with the SEC or a state?**
BOX Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 155623.

**How much does BOX Financial Advisors, LLC manage?**
BOX Financial Advisors, LLC reports $96,912,257 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (96% discretionary).

**How have BOX Financial Advisors, LLC's assets and staff changed since 2023?**
In the Form ADV data for BOX Financial Advisors, LLC: Regulatory assets under management: $111,427,546 in the October 2023 data and $96,912,257 in the October 2026 data, down 13%. Total employees: 3 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BOX Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (124); high net worth individuals (108); corporations or other businesses not listed above (3).

**Which custodians does BOX Financial Advisors, LLC use?**
BOX Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Equity Trust Company Brokerage (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does BOX Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155623

**Does BOX Financial Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We recommend clients have a minimum of $500,000 of assets under management."

**What changed in BOX Financial Advisors, LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $500,000

> We recommend clients have a minimum of $500,000 of assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Equity Trust Company Brokerage (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $96,912,257
- Discretionary: $93,363,732
- Non-discretionary: $3,548,525

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 124 | $20,178,329 |
| High net worth individuals | 108 | $70,978,657 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $5,755,271 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- boxfinancial.com
- LinkedIn @BOX-FINANCIAL-ADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $111,427,546 | 3 | March 27, 2023 |
| October 2024 | $96,509,015 | 3 | July 30, 2024 |
| October 2025 | $95,537,382 | 3 | April 7, 2025 |
| October 2026 | $96,912,257 | 4 | September 4, 2026 |

Regulatory assets under management: $111,427,546 in the October 2023 data and $96,912,257 in the October 2026 data, down 13%.
Total employees: 3 in October 2023 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BOX Financial Advisors, LLC (CRD 155623): Form ADV filing data as of October 2026.