# Bourgeon Capital Management LLC

> Bourgeon Capital Management LLC is an SEC-registered investment advisory firm in Darien, CT, registered since 1999, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 108054
- Filed as: BOURGEON CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Darien, CT
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108054
- AdvisorCensus page: https://advisorcensus.com/firm/bourgeon-capital-management-llc-darien-ct-108054

## Quick answers

**How is Bourgeon Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bourgeon Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bourgeon Capital Management LLC located?**
Bourgeon Capital Management LLC's principal office is in Darien, CT, according to its Form ADV.

**Is Bourgeon Capital Management LLC registered with the SEC or a state?**
Bourgeon Capital Management LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108054.

**How much does Bourgeon Capital Management LLC manage?**
Bourgeon Capital Management LLC reports $1,277,800,000 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (96% discretionary).

**How have Bourgeon Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Bourgeon Capital Management LLC: Regulatory assets under management: $700,300,000 in the October 2021 data and $1,277,800,000 in the October 2026 data, up 82%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bourgeon Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (187); individuals (other than high net worth individuals) (99); pension and profit sharing plans (but not the plan participants or government pension plans) (21).

**Which custodians does Bourgeon Capital Management LLC use?**
Bourgeon Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Bourgeon Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108054

**What changed in Bourgeon Capital Management LLC's recent Form ADV filings?**
In the August 2026 filing data: Regulatory assets under management went from $1,067,600,000 to $1,277,800,000 (+20%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,277,800,000
- Discretionary: $1,227,600,000
- Non-discretionary: $50,200,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 99 | $36,900,000 |
| High net worth individuals | 187 | $1,164,400,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 21 | $50,200,000 |
| Charitable organizations | 3 | $5,600,000 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 5 | $20,700,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, LA, MA, NJ, NY, OR, PA, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bourgeoncapital.com
- LinkedIn @BOURGEON-CAPITAL-MANAGEMENT-LLC-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $700,300,000 | 6 | March 31, 2021 |
| October 2022 | $819,300,000 | 6 | May 4, 2022 |
| October 2023 | $760,100,000 | 6 | March 29, 2023 |
| October 2024 | $782,900,000 | 6 | March 22, 2024 |
| October 2025 | $917,600,000 | 8 | July 16, 2025 |
| October 2026 | $1,277,800,000 | 7 | July 16, 2026 |

Regulatory assets under management: $700,300,000 in the October 2021 data and $1,277,800,000 in the October 2026 data, up 82%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Regulatory assets under management went from $1,067,600,000 to $1,277,800,000 (+20%).
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $917,600,000 to $1,067,600,000 (+16%).
- Registered or notice-filed in LA.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in MD.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bourgeon Capital Management LLC (CRD 108054): Form ADV filing data as of October 2026.