# Bosera Asset Management (International) Co., Limited

> Bosera Asset Management (International) Co., Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 168895
- Filed as: BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED
- Also doing business as: N/A
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hong Kong, Hong Kong
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168895
- AdvisorCensus page: https://advisorcensus.com/firm/bosera-asset-management-international-co-limited-hong-kong-168895

## Quick answers

**How is Bosera Asset Management (International) Co., Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Bosera Asset Management (International) Co., Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bosera Asset Management (International) Co., Limited located?**
Bosera Asset Management (International) Co., Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV.

**Is Bosera Asset Management (International) Co., Limited registered with the SEC or a state?**
Bosera Asset Management (International) Co., Limited is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168895.

**How much does Bosera Asset Management (International) Co., Limited manage?**
Bosera Asset Management (International) Co., Limited reports $17,263,745,600 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**How have Bosera Asset Management (International) Co., Limited's assets and staff changed since 2021?**
In the Form ADV data for Bosera Asset Management (International) Co., Limited: Regulatory assets under management: $9,396,658,380 in the October 2021 data and $17,263,745,600 in the October 2026 data, up 84%. Total employees: 42 in October 2021 and 68 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bosera Asset Management (International) Co., Limited serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (46); pension and profit sharing plans (but not the plan participants or government pension plans) (3); state or municipal government entities (including government pension plans) (2).

**Does Bosera Asset Management (International) Co., Limited report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(3) (SEC or CFTC finding of causing a business's authorization to be denied, suspended, revoked, or restricted) and 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168895

**What changed in Bosera Asset Management (International) Co., Limited's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 17 to 15. Regulatory assets under management went from $13,599,021,075 to $17,263,745,600 (+27%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $17,263,745,600
- Discretionary: $17,263,745,600
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | Fewer than 5 | $2,053,682,536 |
| Pooled investment vehicles (other than investment companies and business development companies) | 46 | $14,148,148,612 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $365,777,478 |
| State or municipal government entities (including government pension plans) | 2 | $696,136,974 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (13 years)
- Employees: 68 total, 15 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(3): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168895

### Websites listed on Form ADV (Item 1.I)
- [bosera.com.hk](https://bosera.com.hk)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $9,396,658,380 | 42 | April 12, 2021 |
| October 2022 | $2,343,559,879 | 42 | March 30, 2022 |
| October 2023 | $10,762,905,490 | 50 | June 13, 2023 |
| October 2024 | $10,815,275,129 | 51 | March 14, 2024 |
| October 2025 | $13,599,021,075 | 63 | March 28, 2025 |
| October 2026 | $17,263,745,600 | 68 | April 2, 2026 |

Regulatory assets under management: $9,396,658,380 in the October 2021 data and $17,263,745,600 in the October 2026 data, up 84%.
Total employees: 42 in October 2021 and 68 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 17 to 15.
- Regulatory assets under management went from $13,599,021,075 to $17,263,745,600 (+27%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bosera Asset Management (International) Co., Limited (CRD 168895): Form ADV filing data as of October 2026.