{
  "crd_number": 168895,
  "slug": "bosera-asset-management-international-co-limited-hong-kong-168895",
  "primary_business_name": "BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED",
  "legal_name": "BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED",
  "dbas": [
    "N/A"
  ],
  "city": "Hong Kong",
  "state": null,
  "country": "Hong Kong",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-09-05",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-04-02",
  "carried_forward": false,
  "raum_total": 17263745600.0,
  "raum_discretionary": 17263745600.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 68,
  "advisory_employees": 15,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "banking_thrift": {
      "raum": 2053682536.0,
      "count": null,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 696136974.0,
      "count": 2,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 365777478.0,
      "count": 3,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 14148148612.0,
      "count": 46
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [],
  "websites": [
    "https://bosera.com.hk"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168895",
  "disclosure_items": [
    {
      "item": "11.C(3)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    },
    {
      "item": "11.D(3)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    }
  ],
  "city_as_filed": "HONG KONG",
  "url": "https://advisorcensus.com/firm/bosera-asset-management-international-co-limited-hong-kong-168895",
  "display_name": "Bosera Asset Management (International) Co., Limited",
  "summary": "Bosera Asset Management (International) Co., Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 2, 2026.",
  "citation": "AdvisorCensus. Bosera Asset Management (International) Co., Limited (CRD 168895): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Bosera Asset Management (International) Co., Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Bosera Asset Management (International) Co., Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Bosera Asset Management (International) Co., Limited located?",
      "a": "Bosera Asset Management (International) Co., Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV."
    },
    {
      "q": "Is Bosera Asset Management (International) Co., Limited registered with the SEC or a state?",
      "a": "Bosera Asset Management (International) Co., Limited is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168895."
    },
    {
      "q": "How much does Bosera Asset Management (International) Co., Limited manage?",
      "a": "Bosera Asset Management (International) Co., Limited reports $17,263,745,600 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Bosera Asset Management (International) Co., Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Bosera Asset Management (International) Co., Limited: Regulatory assets under management: $9,396,658,380 in the October 2021 data and $17,263,745,600 in the October 2026 data, up 84%. Total employees: 42 in October 2021 and 68 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Bosera Asset Management (International) Co., Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (46); pension and profit sharing plans (but not the plan participants or government pension plans) (3); state or municipal government entities (including government pension plans) (2)."
    },
    {
      "q": "Does Bosera Asset Management (International) Co., Limited report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(3) (SEC or CFTC finding of causing a business's authorization to be denied, suspended, revoked, or restricted) and 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168895"
    },
    {
      "q": "What changed in Bosera Asset Management (International) Co., Limited's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Employees performing advisory functions went from 17 to 15. Regulatory assets under management went from $13,599,021,075 to $17,263,745,600 (+27%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 9396658380.0,
      "total_employees": 42,
      "filing_date": "2021-04-12"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2343559879.0,
      "total_employees": 42,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 10762905490.0,
      "total_employees": 50,
      "filing_date": "2023-06-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 10815275129.0,
      "total_employees": 51,
      "filing_date": "2024-03-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 13599021075.0,
      "total_employees": 63,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 17263745600.0,
      "total_employees": 68,
      "filing_date": "2026-04-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 17 to 15.",
        "Regulatory assets under management went from $13,599,021,075 to $17,263,745,600 (+27%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/bosera-asset-management-international-co-limited-hong-kong-168895.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 2053682536.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 46,
      "fewer_than_5": false,
      "raum": 14148148612.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 365777478.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 696136974.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168895",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}