# BOS Asset Management, LLC

> BOS Asset Management, LLC is an SEC-registered investment advisory firm in Springfield, IL, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 24, 2026.

- CRD: 310632
- Filed as: BOS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springfield, IL
- Filing period: October 2026
- Form ADV filing dated: August 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310632
- AdvisorCensus page: https://advisorcensus.com/firm/bos-asset-management-llc-springfield-il-310632

## Quick answers

**How is BOS Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), BOS Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is BOS Asset Management, LLC located?**
BOS Asset Management, LLC's principal office is in Springfield, IL, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is BOS Asset Management, LLC registered with the SEC or a state?**
BOS Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310632.

**How much does BOS Asset Management, LLC manage?**
BOS Asset Management, LLC reports $1,031,382,470 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (92% discretionary).

**How have BOS Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for BOS Asset Management, LLC: Regulatory assets under management: $109,557,109 in the October 2021 data and $1,031,382,470 in the October 2026 data, up 841%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BOS Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (438); high net worth individuals (129); corporations or other businesses not listed above (45).

**Which custodians does BOS Asset Management, LLC use?**
BOS Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does BOS Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310632

**What changed in BOS Asset Management, LLC's recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $933,176,944 to $1,031,382,470 (+11%). Added an office in Kansas City, MO. No longer lists an office in Liberty, MO. Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,031,382,470
- Discretionary: $951,799,294
- Non-discretionary: $79,583,176

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 438 | $151,760,829 |
| High net worth individuals | 129 | $322,997,748 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $8,631,420 |
| Charitable organizations | 5 | $24,838,296 |
| State or municipal government entities (including government pension plans) | 1 | $282,133 |
| Insurance companies | 3 | $34,242,669 |
| Corporations or other businesses not listed above | 45 | $488,629,375 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 11 total, 8 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IL, MO, SC, TN, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Jacksonville, IL
- Kansas City, MO

### Websites listed on Form ADV (Item 1.I)
- bosassetmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $109,557,109 | 8 | March 19, 2021 |
| October 2022 | $504,979,810 | 9 | March 20, 2022 |
| October 2023 | $635,702,210 | 9 | July 18, 2023 |
| October 2024 | $747,304,266 | 12 | September 23, 2024 |
| October 2025 | $828,687,841 | 12 | March 31, 2025 |
| October 2026 | $1,031,382,470 | 11 | August 24, 2026 |

Regulatory assets under management: $109,557,109 in the October 2021 data and $1,031,382,470 in the October 2026 data, up 841%.
Total employees: 8 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $933,176,944 to $1,031,382,470 (+11%).
- Added an office in Kansas City, MO.
- No longer lists an office in Liberty, MO.
- Registered or notice-filed in TN.

### May 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $828,687,841 to $933,176,944 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BOS Asset Management, LLC (CRD 310632): Form ADV filing data as of October 2026.