{
  "crd_number": 310632,
  "slug": "bos-asset-management-llc-springfield-il-310632",
  "primary_business_name": "BOS ASSET MANAGEMENT, LLC",
  "legal_name": "BOS ASSET MANAGEMENT, LLC",
  "dbas": [],
  "city": "Springfield",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "44100",
  "metro": {
    "cbsa_code": "44100",
    "common_name": "Springfield",
    "msa_name": "Springfield, IL",
    "path": "/advisors/il/springfield"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-11-20",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-08-24",
  "carried_forward": false,
  "raum_total": 1031382470.0,
  "raum_discretionary": 951799294.0,
  "raum_non_discretionary": 79583176.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 11,
  "advisory_employees": 8,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 24838296.0,
      "count": 5
    },
    "individuals": {
      "raum": 151760829.0,
      "count": 438
    },
    "state_municipal": {
      "raum": 282133.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 34242669.0,
      "count": 3,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 8631420.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 322997748.0,
      "count": 129
    },
    "corporations_other_businesses": {
      "raum": 488629375.0,
      "count": 45
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IL",
    "MO",
    "SC",
    "TN",
    "TX",
    "UT"
  ],
  "websites": [
    "https://bosassetmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310632",
  "city_as_filed": "SPRINGFIELD",
  "url": "https://advisorcensus.com/firm/bos-asset-management-llc-springfield-il-310632",
  "display_name": "BOS Asset Management, LLC",
  "summary": "BOS Asset Management, LLC is an SEC-registered investment advisory firm in Springfield, IL, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 24, 2026.",
  "citation": "AdvisorCensus. BOS Asset Management, LLC (CRD 310632): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is BOS Asset Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), BOS Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is BOS Asset Management, LLC located?",
      "a": "BOS Asset Management, LLC's principal office is in Springfield, IL, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is BOS Asset Management, LLC registered with the SEC or a state?",
      "a": "BOS Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310632."
    },
    {
      "q": "How much does BOS Asset Management, LLC manage?",
      "a": "BOS Asset Management, LLC reports $1,031,382,470 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (92% discretionary)."
    },
    {
      "q": "How have BOS Asset Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for BOS Asset Management, LLC: Regulatory assets under management: $109,557,109 in the October 2021 data and $1,031,382,470 in the October 2026 data, up 841%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does BOS Asset Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (438); high net worth individuals (129); corporations or other businesses not listed above (45)."
    },
    {
      "q": "Which custodians does BOS Asset Management, LLC use?",
      "a": "BOS Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does BOS Asset Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310632"
    },
    {
      "q": "What changed in BOS Asset Management, LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Regulatory assets under management went from $933,176,944 to $1,031,382,470 (+11%). Added an office in Kansas City, MO. No longer lists an office in Liberty, MO. Registered or notice-filed in TN."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 109557109.0,
      "total_employees": 8,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 504979810.0,
      "total_employees": 9,
      "filing_date": "2022-03-20"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 635702210.0,
      "total_employees": 9,
      "filing_date": "2023-07-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 747304266.0,
      "total_employees": 12,
      "filing_date": "2024-09-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 828687841.0,
      "total_employees": 12,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1031382470.0,
      "total_employees": 11,
      "filing_date": "2026-08-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Regulatory assets under management went from $933,176,944 to $1,031,382,470 (+11%).",
        "Added an office in Kansas City, MO.",
        "No longer lists an office in Liberty, MO.",
        "Registered or notice-filed in TN."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 8.",
        "Regulatory assets under management went from $828,687,841 to $933,176,944 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/bos-asset-management-llc-springfield-il-310632.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 438,
      "fewer_than_5": false,
      "raum": 151760829.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 129,
      "fewer_than_5": false,
      "raum": 322997748.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 8631420.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 24838296.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 282133.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 3,
      "fewer_than_5": true,
      "raum": 34242669.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 45,
      "fewer_than_5": false,
      "raum": 488629375.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310632",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}