{
  "crd_number": 153297,
  "slug": "bortel-investment-management-llc-gig-harbor-wa-153297",
  "primary_business_name": "BORTEL INVESTMENT MANAGEMENT, LLC",
  "legal_name": "BORTEL INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Gig Harbor",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "42660",
  "metro": {
    "cbsa_code": "42660",
    "common_name": "Seattle",
    "msa_name": "Seattle-Tacoma-Bellevue, WA",
    "path": "/advisors/wa/seattle"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2010-05-06",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-03-04",
  "carried_forward": false,
  "raum_total": 63000000.0,
  "raum_discretionary": 63000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 63000000.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "WA"
  ],
  "websites": [
    "https://bimtof.com",
    "https://bortelim.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153297",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "GIG HARBOR",
  "url": "https://advisorcensus.com/firm/bortel-investment-management-llc-gig-harbor-wa-153297",
  "display_name": "Bortel Investment Management, LLC",
  "summary": "Bortel Investment Management, LLC is a state-registered investment advisory firm in Gig Harbor, WA, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.",
  "citation": "AdvisorCensus. Bortel Investment Management, LLC (CRD 153297): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Bortel Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Bortel Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Bortel Investment Management, LLC located?",
      "a": "Bortel Investment Management, LLC's principal office is in Gig Harbor, WA, according to its Form ADV."
    },
    {
      "q": "Is Bortel Investment Management, LLC registered with the SEC or a state?",
      "a": "Bortel Investment Management, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 153297."
    },
    {
      "q": "How much does Bortel Investment Management, LLC manage?",
      "a": "Bortel Investment Management, LLC reports $63,000,000 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Bortel Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)."
    },
    {
      "q": "Does Bortel Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/153297"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/bortel-investment-management-llc-gig-harbor-wa-153297.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 63000000.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153297",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}