{
  "crd_number": 104709,
  "slug": "borris-nii-and-company-beverly-hills-ca-104709",
  "primary_business_name": "BORRIS NII & COMPANY",
  "legal_name": "HOWARD M. BORRIS & COMPANY, INC.",
  "dbas": [],
  "city": "Beverly Hills",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2018-01-22",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 40715918.0,
  "raum_discretionary": 19543676.0,
  "raum_non_discretionary": 21172242.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 40715918.0,
      "count": 31
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://bnvco.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104709",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "BEVERLY HILLS",
  "url": "https://advisorcensus.com/firm/borris-nii-and-company-beverly-hills-ca-104709",
  "display_name": "Borris NII & Company",
  "summary": "Borris NII & Company is a state-registered investment advisory firm in Beverly Hills, CA, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Borris NII & Company (CRD 104709): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Commissions",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Borris NII & Company compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Borris NII & Company reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions; other."
    },
    {
      "q": "Where is Borris NII & Company located?",
      "a": "Borris NII & Company's principal office is in Beverly Hills, CA, according to its Form ADV."
    },
    {
      "q": "Is Borris NII & Company registered with the SEC or a state?",
      "a": "Borris NII & Company is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 104709."
    },
    {
      "q": "How much does Borris NII & Company manage?",
      "a": "Borris NII & Company reports $40,715,918 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (48% discretionary)."
    },
    {
      "q": "What types of clients does Borris NII & Company serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (31)."
    },
    {
      "q": "Does Borris NII & Company report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/104709"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/borris-nii-and-company-beverly-hills-ca-104709.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 31,
      "fewer_than_5": false,
      "raum": 40715918.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104709",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}