# Boothbay Fund Management

> Boothbay Fund Management is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 163706
- Filed as: BOOTHBAY FUND MANAGEMENT
- Legal name: Boothbay Fund Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/163706
- AdvisorCensus page: https://advisorcensus.com/firm/boothbay-fund-management-new-york-ny-163706

## Quick answers

**How is Boothbay Fund Management compensated?**
On its Form ADV (Item 5.E, October 2026), Boothbay Fund Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Boothbay Fund Management located?**
Boothbay Fund Management's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Boothbay Fund Management registered with the SEC or a state?**
Boothbay Fund Management is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 163706.

**How much does Boothbay Fund Management manage?**
Boothbay Fund Management reports $17,985,924,508 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**How have Boothbay Fund Management's assets and staff changed since 2021?**
In the Form ADV data for Boothbay Fund Management: Regulatory assets under management: $3,653,094,365 in the October 2021 data and $17,985,924,508 in the October 2026 data, up 392%. Total employees: 14 in October 2021 and 57 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Boothbay Fund Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11).

**Does Boothbay Fund Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163706

**What changed in Boothbay Fund Management's recent Form ADV filings?**
In the September 2026 filing data: Added an office in Palm Beach Gardens, FL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $17,985,924,508
- Discretionary: $17,985,924,508
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $17,985,924,508 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 57 total, 18 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Harrison, NY
- London
- Palm Beach Gardens, FL

### Websites listed on Form ADV (Item 1.I)
- [bbaymgmt.com](https://bbaymgmt.com)
- LinkedIn @boothbay-fund-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,653,094,365 | 14 | April 29, 2021 |
| October 2022 | $5,573,026,664 | 19 | May 4, 2022 |
| October 2023 | $11,215,301,002 | 28 | July 7, 2023 |
| October 2024 | $11,853,384,323 | 28 | June 24, 2024 |
| October 2025 | $14,512,520,528 | 43 | March 28, 2025 |
| October 2026 | $17,985,924,508 | 57 | August 7, 2026 |

Regulatory assets under management: $3,653,094,365 in the October 2021 data and $17,985,924,508 in the October 2026 data, up 392%.
Total employees: 14 in October 2021 and 57 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Added an office in Palm Beach Gardens, FL.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 16 to 18.
- Regulatory assets under management went from $14,512,520,528 to $17,985,924,508 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Boothbay Fund Management (CRD 163706): Form ADV filing data as of October 2026.