# BOK Financial Private Wealth, Inc.

> BOK Financial Private Wealth, Inc. is an SEC-registered investment advisory firm in Denver, CO, registered since 1996, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 106733
- Filed as: BOK FINANCIAL PRIVATE WEALTH, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106733
- AdvisorCensus page: https://advisorcensus.com/firm/bok-financial-private-wealth-inc-denver-co-106733

## Quick answers

**How is BOK Financial Private Wealth, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), BOK Financial Private Wealth, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does BOK Financial Private Wealth, Inc. charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states); Hourly rate: $200 to $500 an hour (Specialized Investment Management & Research Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is BOK Financial Private Wealth, Inc. located?**
BOK Financial Private Wealth, Inc.'s principal office is in Denver, CO, according to its Form ADV; the October 2026 filing also lists 8 other offices (Schedule D, Section 1.F).

**Is BOK Financial Private Wealth, Inc. registered with the SEC or a state?**
BOK Financial Private Wealth, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 106733.

**How much does BOK Financial Private Wealth, Inc. manage?**
BOK Financial Private Wealth, Inc. reports $3,721,645,853 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (99% discretionary).

**How have BOK Financial Private Wealth, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for BOK Financial Private Wealth, Inc.: Regulatory assets under management: $2,270,268,112 in the October 2021 data and $3,721,645,853 in the October 2026 data, up 64%. Total employees: 30 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BOK Financial Private Wealth, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (414); individuals (other than high net worth individuals) (323); corporations or other businesses not listed above (51).

**Which custodians does BOK Financial Private Wealth, Inc. use?**
BOK Financial Private Wealth, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does BOK Financial Private Wealth, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106733

**Does BOK Financial Private Wealth, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "The Firm recommends a minimum of $2.5 million in liquid assets to start or maintain an account."

**What changed in BOK Financial Private Wealth, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Ongoing account management fees are typically prorated and paid quarterly in arrears, based upon the average daily balance of the assets during the preceding calendar quarter, not to exceed 1.00% per annum with breakpoints applying to relationships exceeding $1 million

- Account minimum: $2,500,000

> The Firm recommends a minimum of $2.5 million in liquid assets to start or maintain an account.

- Hourly rate: $200 to $500 an hour (Specialized Investment Management & Research Services)

> Mutually agreed upon fees may be fixed or hourly and are generally based on rates varying from $200-$500 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,721,645,853
- Discretionary: $3,675,403,486
- Non-discretionary: $46,242,367

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 323 | $148,744,028 |
| High net worth individuals | 414 | $2,930,242,003 |
| Investment companies | 1 | $5,540,054 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $11,225,931 |
| Charitable organizations | 24 | $166,747,579 |
| Corporations or other businesses not listed above | 51 | $459,146,258 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1996 (30 years)
- Employees: 37 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, IL, LA, MD, MI, NC, NE, NH, NV, NY, OH, OK, SC, TN, TX, UT, WA, WY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106733

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Austin, TX
- Dallas, TX
- Fort Worth, TX
- Houston, TX
- Plano, TX
- San Antonio, TX
- Scottsdale, AZ
- Tulsa, OK

### Websites listed on Form ADV (Item 1.I)
- bokfinancialprivatewealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,270,268,112 | 30 | August 24, 2021 |
| October 2022 | $2,784,755,386 | 29 | April 25, 2022 |
| October 2023 | $2,490,306,602 | 28 | September 26, 2023 |
| October 2024 | $2,818,673,188 | 33 | May 30, 2024 |
| October 2025 | $3,185,223,176 | 33 | June 17, 2025 |
| October 2026 | $3,721,645,853 | 37 | September 30, 2026 |

Regulatory assets under management: $2,270,268,112 in the October 2021 data and $3,721,645,853 in the October 2026 data, up 64%.
Total employees: 30 in October 2021 and 37 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 19 to 23.
- Regulatory assets under management went from $3,185,223,176 to $3,721,645,853 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BOK Financial Private Wealth, Inc. (CRD 106733): Form ADV filing data as of October 2026.