# BOK Financial Advisors

> BOK Financial Advisors is an SEC-registered investment advisory firm in Tulsa, OK, registered since 1997, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 17530
- Filed as: BOK FINANCIAL ADVISORS
- Legal name: BOK Financial Securities, Inc.
- Also doing business as: BOK FINANCIAL ADVISORS, BOK FINANCIAL ADVISORS INVESTMENT CENTER
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/17530
- AdvisorCensus page: https://advisorcensus.com/firm/bok-financial-advisors-tulsa-ok-17530

## Quick answers

**How is BOK Financial Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), BOK Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is BOK Financial Advisors located?**
BOK Financial Advisors' principal office is in Tulsa, OK, according to its Form ADV; the April 2026 filing also lists 16 other offices (Schedule D, Section 1.F).

**Is BOK Financial Advisors registered with the SEC or a state?**
BOK Financial Advisors is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 17530.

**How much does BOK Financial Advisors manage?**
BOK Financial Advisors reports $1,058,021,768 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (49% discretionary).

**How have BOK Financial Advisors' assets and staff changed since 2021?**
In the Form ADV data for BOK Financial Advisors: Regulatory assets under management: $912,844,995 in the October 2021 data and $1,058,021,768 in the October 2026 data, up 16%. Total employees: 175 in October 2021 and 165 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BOK Financial Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,914); high net worth individuals (349); other (37).

**Which custodians does BOK Financial Advisors use?**
BOK Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does BOK Financial Advisors report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/17530

**What changed in BOK Financial Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 145 to 142. Regulatory assets under management went from $835,622,979 to $1,058,021,768 (+27%). Added an office in Edmond, OK. Added an office in Grapevine, TX. Added an office in Plano, TX. No longer lists an office in Coppell, TX. No longer lists an office in Sand Springs, OK. No longer lists an office in Scottsdale, AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Minimum annual fee: $1,000

> There is a minimum annual fee of $1,000. The annual fee may be waived by a designated supervisor in certain cases.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,058,021,768
- Discretionary: $519,906,561
- Non-discretionary: $538,115,207

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,914 | $587,811,710 |
| High net worth individuals | 349 | $420,510,102 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | 5 | $5,299,389 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 29 | $44,395,052 |
| Other | 37 | $5,515 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 1997 (29 years)
- Employees: 165 total, 142 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/17530

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX
- Denver, CO
- Edmond, OK
- Englewood, CO
- Fort Worth, TX
- Grapevine, TX
- Houston, TX
- Little Rock, AR
- Midwest City, OK
- Milwaukee, WI
- Muskogee, OK
- Norman, OK
- Oklahoma City, OK
- Overland Park, KS
- Plano, TX
- Tulsa, OK

### Websites listed on Form ADV (Item 1.I)
- advisors.bokfinancial.com
- securities.bokfinancial.com
- Facebook @BOKFinancialAdvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $912,844,995 | 175 | July 9, 2021 |
| October 2022 | $959,825,518 | 175 | March 24, 2022 |
| October 2023 | $739,298,341 | 155 | August 7, 2023 |
| October 2024 | $737,556,409 | 165 | March 25, 2024 |
| October 2025 | $835,622,979 | 165 | June 16, 2025 |
| October 2026 | $1,058,021,768 | 165 | March 31, 2026 |

Regulatory assets under management: $912,844,995 in the October 2021 data and $1,058,021,768 in the October 2026 data, up 16%.
Total employees: 175 in October 2021 and 165 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 145 to 142.
- Regulatory assets under management went from $835,622,979 to $1,058,021,768 (+27%).
- Added an office in Edmond, OK.
- Added an office in Grapevine, TX.
- Added an office in Plano, TX.
- No longer lists an office in Coppell, TX.
- No longer lists an office in Sand Springs, OK.
- No longer lists an office in Scottsdale, AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BOK Financial Advisors (CRD 17530): Form ADV filing data as of October 2026.