# Boca Wealth Advisors

> Boca Wealth Advisors is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 108038
- Filed as: BOCA WEALTH ADVISORS
- Legal name: Boca Wealth Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108038
- AdvisorCensus page: https://advisorcensus.com/firm/boca-wealth-advisors-boca-raton-fl-108038

## Quick answers

**How is Boca Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Boca Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Boca Wealth Advisors' brochure say about its fees?**
Its Form ADV Part 2A brochure dated January 30, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $2,000,000: 0.75% a year; Above $2,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Boca Wealth Advisors located?**
Boca Wealth Advisors' principal office is in Boca Raton, FL, according to its Form ADV.

**Is Boca Wealth Advisors registered with the SEC or a state?**
Boca Wealth Advisors is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108038.

**How much does Boca Wealth Advisors manage?**
Boca Wealth Advisors reports $378,570,000 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (100% discretionary).

**How have Boca Wealth Advisors' assets and staff changed since 2021?**
In the Form ADV data for Boca Wealth Advisors: Regulatory assets under management: $235,000,000 in the October 2021 data and $378,570,000 in the October 2026 data, up 61%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Boca Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (87); individuals (other than high net worth individuals) (66); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Boca Wealth Advisors use?**
Boca Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Boca Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108038

**Does Boca Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated January 30, 2026 says: "We manage assets for high-net-worth individuals, trusts, foundations, and company retirement plans. Our minimum account size is $1,000,000. We may make occasional exceptions to this policy."

**What changed in Boca Wealth Advisors' recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $333,406,000 to $378,570,000 (+14%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 30, 2026)

- Up to $1,000,000: 1% a year
- $1,000,001 to $2,000,000: 0.75% a year
- Above $2,000,001: 0.5% a year

> Here is our investment advisory fee schedule: Assets Under Management *Annual Fee First $1,000,000 1.00% $1,000,001 to 2,000,000 0.75% Over $2,000,000 0.50%

> We may negotiate fees in limited circumstances.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> We manage assets for high-net-worth individuals, trusts, foundations, and company retirement plans. Our minimum account size is $1,000,000. We may make occasional exceptions to this policy.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $378,570,000
- Discretionary: $378,570,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $30,023,000 |
| High net worth individuals | 87 | $310,176,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $13,488,000 |
| Charitable organizations | Fewer than 5 | $24,883,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- boca-wealth.com
- iapllc.com
- Instagram @alexandra_cpa
- LinkedIn @bocawealthadvisors
- LinkedIn @alexandra-demosthenes-cpa
- LinkedIn @arthur-j-art-canter-cpa-pfs-cfp®-888a9ab
- YouTube @alexandrademosthenes

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $235,000,000 | 3 | January 28, 2021 |
| October 2022 | $272,000,000 | 3 | January 26, 2022 |
| October 2023 | $259,600,000 | 3 | January 27, 2023 |
| October 2024 | $275,360,000 | 3 | January 31, 2024 |
| October 2025 | $333,406,000 | 3 | January 31, 2025 |
| October 2026 | $378,570,000 | 2 | January 30, 2026 |

Regulatory assets under management: $235,000,000 in the October 2021 data and $378,570,000 in the October 2026 data, up 61%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $333,406,000 to $378,570,000 (+14%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Boca Wealth Advisors (CRD 108038): Form ADV filing data as of October 2026.