{
  "crd_number": 106108,
  "slug": "bny-mellon-advisors-inc-new-york-ny-106108",
  "primary_business_name": "BNY MELLON ADVISORS, INC.",
  "legal_name": "BNY MELLON ADVISORS, INC.",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1996-07-15",
  "years_registered": 30,
  "period": "2026-10-01",
  "filing_date": "2026-05-28",
  "carried_forward": false,
  "raum_total": 33478488988.0,
  "raum_discretionary": 33206739506.0,
  "raum_non_discretionary": 271749482.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 66,
  "advisory_employees": 44,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 259935269.0,
      "count": null,
      "description": "SEED CAPITAL ACCOUNTS",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 594445664.0,
      "count": 243
    },
    "individuals": {
      "raum": 23658305273.0,
      "count": 120219
    },
    "banking_thrift": {
      "raum": 271749482.0,
      "count": null,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 528361.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 160880848.0,
      "count": 472
    },
    "other_investment_advisers": {
      "raum": 223319602.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 7857360507.0,
      "count": 4358
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 451963982.0,
      "count": 409
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 6,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://bny.com/INVESTMENTS/US/EN/INSTITUTIONAL/INVESTOR-SOLUTIONS.HTML",
    "https://bny.com/INVESTMENTS/US/EN/INTERMEDIARY/INVESTOR-SOLUTIONS.HTML",
    "https://bnyadvisormatch.com",
    "https://linkedin.com/COMPANY/BNYINVESTMENTS"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106108",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/bny-mellon-advisors-inc-new-york-ny-106108",
  "display_name": "BNY Mellon Advisors, Inc.",
  "summary": "BNY Mellon Advisors, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 28, 2026.",
  "citation": "AdvisorCensus. BNY Mellon Advisors, Inc. (CRD 106108): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is BNY Mellon Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), BNY Mellon Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is BNY Mellon Advisors, Inc. located?",
      "a": "BNY Mellon Advisors, Inc.'s principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is BNY Mellon Advisors, Inc. registered with the SEC or a state?",
      "a": "BNY Mellon Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 106108."
    },
    {
      "q": "How much does BNY Mellon Advisors, Inc. manage?",
      "a": "BNY Mellon Advisors, Inc. reports $33,478,488,988 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (99% discretionary)."
    },
    {
      "q": "How have BNY Mellon Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for BNY Mellon Advisors, Inc.: Regulatory assets under management: $9,776,965,545 in the October 2021 data and $33,478,488,988 in the October 2026 data, up 242%. Total employees: 33 in October 2021 and 66 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does BNY Mellon Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (120,219); high net worth individuals (4,358); pension and profit sharing plans (but not the plan participants or government pension plans) (472)."
    },
    {
      "q": "Which custodians does BNY Mellon Advisors, Inc. use?",
      "a": "BNY Mellon Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does BNY Mellon Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106108"
    },
    {
      "q": "What changed in BNY Mellon Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the June 2026 filing data: Item 11 disclosure answers changed: 6 yes answers, previously 7 (now no: 11.H(1)(c)). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 9776965545.0,
      "total_employees": 33,
      "filing_date": "2021-05-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 14405512178.0,
      "total_employees": 31,
      "filing_date": "2022-05-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 11310947595.0,
      "total_employees": 20,
      "filing_date": "2023-06-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 19689689740.0,
      "total_employees": 80,
      "filing_date": "2024-09-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 23959697127.0,
      "total_employees": 79,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 33478488988.0,
      "total_employees": 66,
      "filing_date": "2026-05-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Item 11 disclosure answers changed: 6 yes answers, previously 7 (now no: 11.H(1)(c)).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists the business name BNY Mellon Advisors.",
        "No longer lists the business name BNY Investments.",
        "Employees performing advisory functions went from 46 to 44.",
        "Regulatory assets under management went from $23,959,697,127 to $33,478,488,988 (+40%).",
        "Added an office in San Francisco, CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Added the business name BNY Investments.",
        "Changed its office addresses in Boston, MA.",
        "Changed its office addresses in Pittsburgh, PA.",
        "Added an office in Pennington, NJ.",
        "No longer lists an office in New York, NY.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": true
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/bny-mellon-advisors-inc-new-york-ny-106108.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 120219,
      "fewer_than_5": false,
      "raum": 23658305273.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 4358,
      "fewer_than_5": false,
      "raum": 7857360507.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 271749482.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 472,
      "fewer_than_5": false,
      "raum": 160880848.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 243,
      "fewer_than_5": false,
      "raum": 594445664.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 528361.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 223319602.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 409,
      "fewer_than_5": false,
      "raum": 451963982.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 259935269.0
    }
  ],
  "disclosure_line": "Reports 6 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106108",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}