# BNA Wealth

> BNA Wealth is an SEC-registered investment advisory firm in Rock Hill, SC, registered since 1995, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 39326
- Filed as: BNA WEALTH
- Legal name: BNA Wealth, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rock Hill, SC
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/39326
- AdvisorCensus page: https://advisorcensus.com/firm/bna-wealth-rock-hill-sc-39326

## Quick answers

**How is BNA Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), BNA Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is BNA Wealth located?**
BNA Wealth's principal office is in Rock Hill, SC, according to its Form ADV.

**Is BNA Wealth registered with the SEC or a state?**
BNA Wealth is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 39326.

**How much does BNA Wealth manage?**
BNA Wealth reports $619,754,403 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (17% discretionary).

**How have BNA Wealth's assets and staff changed since 2021?**
In the Form ADV data for BNA Wealth: Regulatory assets under management: $284,448,528 in the October 2021 data and $619,754,403 in the October 2026 data, up 118%. Total employees: 3 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BNA Wealth serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (388); individuals (other than high net worth individuals) (146); corporations or other businesses not listed above (6).

**Which custodians does BNA Wealth use?**
BNA Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does BNA Wealth report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/39326

**What changed in BNA Wealth's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $504,007,049 to $619,754,403 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $619,754,403
- Discretionary: $106,109,322
- Non-discretionary: $513,645,081

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 146 | $172,161,957 |
| High net worth individuals | 388 | $441,505,421 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 2 | $468,294 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 6 | $5,618,731 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 1995 (31 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, NC, SC, TX, VA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/39326

### Websites listed on Form ADV (Item 1.I)
- bnacpa.com
- bnawealth.com
- LinkedIn @bna-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $284,448,528 | 3 | March 15, 2021 |
| October 2022 | $354,733,569 | 3 | March 17, 2022 |
| October 2023 | $327,954,020 | 3 | March 23, 2023 |
| October 2024 | $374,609,264 | 5 | July 9, 2024 |
| October 2025 | $504,007,049 | 9 | March 18, 2025 |
| October 2026 | $619,754,403 | 8 | July 16, 2026 |

Regulatory assets under management: $284,448,528 in the October 2021 data and $619,754,403 in the October 2026 data, up 118%.
Total employees: 3 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $504,007,049 to $619,754,403 (+23%).

### March 2026
- Employees performing advisory functions went from 6 to 5.
- Registered or notice-filed in CA, FL, GA, TX, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BNA Wealth (CRD 39326): Form ADV filing data as of October 2026.