# Blue Waters Advisory Group, LLC

> Blue Waters Advisory Group, LLC is a state-registered investment advisory firm in Austin, TX, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 158536
- Filed as: BLUE WATERS ADVISORY GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/158536
- AdvisorCensus page: https://advisorcensus.com/firm/blue-waters-advisory-group-llc-austin-tx-158536

## Quick answers

**How is Blue Waters Advisory Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Blue Waters Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Blue Waters Advisory Group, LLC located?**
Blue Waters Advisory Group, LLC's principal office is in Austin, TX, according to its Form ADV.

**Is Blue Waters Advisory Group, LLC registered with the SEC or a state?**
Blue Waters Advisory Group, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 158536.

**How much does Blue Waters Advisory Group, LLC manage?**
Blue Waters Advisory Group, LLC reports $97,690,763 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (97% discretionary).

**What types of clients does Blue Waters Advisory Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (78); individuals (other than high net worth individuals) (74); corporations or other businesses not listed above (14).

**Does Blue Waters Advisory Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158536

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $97,690,763
- Discretionary: $95,172,265
- Non-discretionary: $2,518,498

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 74 | $16,304,630 |
| High net worth individuals | 78 | $64,865,510 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $5,406,768 |
| Charitable organizations | 2 | $6,565,504 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 14 | $4,548,351 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue Waters Advisory Group, LLC (CRD 158536): Form ADV filing data as of October 2026.