# Blue Water Financial Investor Coaching, LLC

> Blue Water Financial Investor Coaching, LLC is a state-registered investment advisory firm in Easton, PA, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 171285
- Filed as: BLUE WATER FINANCIAL INVESTOR COACHING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Easton, PA
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/171285
- AdvisorCensus page: https://advisorcensus.com/firm/blue-water-financial-investor-coaching-llc-easton-pa-171285

## Quick answers

**How is Blue Water Financial Investor Coaching, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Blue Water Financial Investor Coaching, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Blue Water Financial Investor Coaching, LLC located?**
Blue Water Financial Investor Coaching, LLC's principal office is in Easton, PA, according to its Form ADV.

**Is Blue Water Financial Investor Coaching, LLC registered with the SEC or a state?**
Blue Water Financial Investor Coaching, LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 171285.

**How much does Blue Water Financial Investor Coaching, LLC manage?**
Blue Water Financial Investor Coaching, LLC reports $65,188,000 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (0% discretionary).

**What types of clients does Blue Water Financial Investor Coaching, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (14); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Does Blue Water Financial Investor Coaching, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/171285

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $65,188,000
- Discretionary: $0
- Non-discretionary: $65,188,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 156 | $40,900,000 |
| High net worth individuals | 14 | $23,500,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $788,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, FL, MD, NJ, NY, PA, SC
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/171285

### Websites listed on Form ADV (Item 1.I)
- bluewaterfinancialllc.com
- Instagram @BLUEWATERFINANCIAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue Water Financial Investor Coaching, LLC (CRD 171285): Form ADV filing data as of October 2026.