{ "crd_number": 127001, "slug": "blue-vista-capital-llc-chicago-il-127001", "primary_business_name": "BLUE VISTA CAPITAL, LLC", "legal_name": "BLUE VISTA CAPITAL, LLC", "dbas": [], "city": "Chicago", "state": "IL", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-13", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-05-20", "carried_forward": false, "raum_total": 1889498840.0, "raum_discretionary": 1556016312.0, "raum_non_discretionary": 333482528.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 60, "advisory_employees": 40, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1889498840.0, "count": 21 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "IL" ], "websites": [ "https://bluevistallc.com", "https://linkedin.com/COMPANY/1285911" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127001", "city_as_filed": "CHICAGO", "url": "https://advisorcensus.com/firm/blue-vista-capital-llc-chicago-il-127001", "display_name": "Blue Vista Capital, LLC", "summary": "Blue Vista Capital, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 20, 2026.", "citation": "AdvisorCensus. Blue Vista Capital, LLC (CRD 127001): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Blue Vista Capital, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Blue Vista Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "How much does Blue Vista Capital, LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $40,000 a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Blue Vista Capital, LLC located?", "a": "Blue Vista Capital, LLC's principal office is in Chicago, IL, according to its Form ADV." }, { "q": "Is Blue Vista Capital, LLC registered with the SEC or a state?", "a": "Blue Vista Capital, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 127001." }, { "q": "How much does Blue Vista Capital, LLC manage?", "a": "Blue Vista Capital, LLC reports $1,889,498,840 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (82% discretionary)." }, { "q": "How have Blue Vista Capital, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Blue Vista Capital, LLC: Regulatory assets under management: $2,032,930,577 in the October 2021 data and $1,889,498,840 in the October 2026 data, down 7%. Total employees: 60 in October 2021 and 60 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Blue Vista Capital, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (21)." }, { "q": "Does Blue Vista Capital, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127001" }, { "q": "What changed in Blue Vista Capital, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 35 to 40. Regulatory assets under management went from $1,640,657,327 to $1,889,498,840 (+15%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2032930577.0, "total_employees": 60, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2289455725.0, "total_employees": 70, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2458160756.0, "total_employees": 70, "filing_date": "2023-04-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2465175971.0, "total_employees": 60, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1889066084.0, "total_employees": 60, "filing_date": "2025-05-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1889498840.0, "total_employees": 60, "filing_date": "2026-05-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 35 to 40.", "Regulatory assets under management went from $1,640,657,327 to $1,889,498,840 (+15%)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Regulatory assets under management went from $1,889,066,084 to $1,640,657,327 (-13%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Flat fee: $40,000 a year" ], "figures": [ { "label": "Planning fee", "statements": [ "Flat fee: $40,000 a year" ], "quotes": [ "Blue Vista enters into an investment advisory agreement with the applicable managing member or general partner of a Fund and receives a flat annual fee of $40,000 payable in equal quarterly installments directly from such managing member or general partner for its services" ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [ { "kind": "flat", "amount": 40000.0, "min": null, "max": null, "period": "annual", "service": "services" } ] }, "quotes": [ "Blue Vista enters into an investment advisory agreement with the applicable managing member or general partner of a Fund and receives a flat annual fee of $40,000 payable in equal quarterly installments directly from such managing member or general partner for its services" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/blue-vista-capital-llc-chicago-il-127001.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 21, "fewer_than_5": false, "raum": 1889498840.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127001", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }