{ "crd_number": 297731, "slug": "blue-swell-asset-management-private-limited-singapore-297731", "primary_business_name": "BLUE SWELL ASSET MANAGEMENT PRIVATE LIMITED", "legal_name": "BLUE SWELL ASSET MANAGEMENT PRIVATE LIMITED", "dbas": [], "city": "Singapore", "state": null, "country": "Singapore", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-11-11", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-04-17", "carried_forward": false, "raum_total": 2113973215.0, "raum_discretionary": 2113973215.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 84197395.0, "count": 1, "description": "SEPARATELY MANAGED ACCOUNT" }, "pooled_investment_vehicles": { "raum": 2029775820.0, "count": 6 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297731", "city_as_filed": "SINGAPORE", "url": "https://advisorcensus.com/firm/blue-swell-asset-management-private-limited-singapore-297731", "display_name": "Blue Swell Asset Management Private Limited", "summary": "Blue Swell Asset Management Private Limited is an SEC-registered investment advisory firm in Singapore, Singapore, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 17, 2026.", "citation": "AdvisorCensus. Blue Swell Asset Management Private Limited (CRD 297731): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Blue Swell Asset Management Private Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Blue Swell Asset Management Private Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Blue Swell Asset Management Private Limited located?", "a": "Blue Swell Asset Management Private Limited's principal office is in Singapore, Singapore, according to its Form ADV." }, { "q": "Is Blue Swell Asset Management Private Limited registered with the SEC or a state?", "a": "Blue Swell Asset Management Private Limited is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 297731." }, { "q": "How much does Blue Swell Asset Management Private Limited manage?", "a": "Blue Swell Asset Management Private Limited reports $2,113,973,215 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (100% discretionary)." }, { "q": "How have Blue Swell Asset Management Private Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Blue Swell Asset Management Private Limited: Regulatory assets under management: $309,496,468 in the October 2021 data and $2,113,973,215 in the October 2026 data, up 583%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Blue Swell Asset Management Private Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6); other (1)." }, { "q": "Which custodians does Blue Swell Asset Management Private Limited use?", "a": "Blue Swell Asset Management Private Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Blue Swell Asset Management Private Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297731" }, { "q": "What changed in Blue Swell Asset Management Private Limited's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $1,305,740,603 to $1,922,188,674 (+47%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 309496468.0, "total_employees": 8, "filing_date": "2021-09-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 368101391.0, "total_employees": 8, "filing_date": "2022-03-07" }, { "period": "2023-10-01", "regulatory_assets_under_management": 700945530.0, "total_employees": 6, "filing_date": "2023-04-05" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1187508987.0, "total_employees": 7, "filing_date": "2024-04-24" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1305740603.0, "total_employees": 8, "filing_date": "2025-04-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2113973215.0, "total_employees": 9, "filing_date": "2026-04-17" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 6 to 7.", "Regulatory assets under management went from $1,305,740,603 to $1,922,188,674 (+47%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Goldman Sachs & Co. LLC", "name_as_filed": "GOLDMAN SACHS & CO. LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/blue-swell-asset-management-private-limited-singapore-297731.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 2029775820.0 }, { "type": "other", "label": "Other", "count": 1, "fewer_than_5": false, "raum": 84197395.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297731", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }