# Blue Ridge Investments LLC

> Blue Ridge Investments LLC is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 318314
- Filed as: BLUE RIDGE INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Washington
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/318314
- AdvisorCensus page: https://advisorcensus.com/firm/blue-ridge-investments-llc-318314

## Quick answers

**How is Blue Ridge Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Blue Ridge Investments LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**Is Blue Ridge Investments LLC registered with the SEC or a state?**
Blue Ridge Investments LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 318314.

**How much does Blue Ridge Investments LLC manage?**
Blue Ridge Investments LLC reports $9,414,755 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).

**What types of clients does Blue Ridge Investments LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1); insurance companies (1); corporations or other businesses not listed above (1).

**Does Blue Ridge Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/318314

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $9,414,755
- Discretionary: $9,414,755
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 1 | $2,442,669 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $6,872,086 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $100,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- blueridgeinvestements.org
- gentosha-go.com/ud/authors/62dddf83776561193a010000
- LinkedIn @sumikot

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue Ridge Investments LLC (CRD 318314): Form ADV filing data as of October 2026.