# Blue Ocean Wealth Management, LLC

> Blue Ocean Wealth Management, LLC is a state-registered investment advisory firm in Clearwater, FL, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 284550
- Filed as: BLUE OCEAN WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Clearwater, FL
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284550
- AdvisorCensus page: https://advisorcensus.com/firm/blue-ocean-wealth-management-llc-clearwater-fl-284550

## Quick answers

**How is Blue Ocean Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Blue Ocean Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Blue Ocean Wealth Management, LLC located?**
Blue Ocean Wealth Management, LLC's principal office is in Clearwater, FL, according to its Form ADV.

**Is Blue Ocean Wealth Management, LLC registered with the SEC or a state?**
Blue Ocean Wealth Management, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284550.

**How much does Blue Ocean Wealth Management, LLC manage?**
Blue Ocean Wealth Management, LLC reports $23,717,558 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (0% discretionary).

**What types of clients does Blue Ocean Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (2).

**Does Blue Ocean Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284550

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $23,717,558
- Discretionary: $0
- Non-discretionary: $23,717,558

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $16,586,460 |
| High net worth individuals | 2 | $7,131,098 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- blueoceanwealthmanagement.com
- LinkedIn @JOSHUA-BALLARD-A7B62A102

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue Ocean Wealth Management, LLC (CRD 284550): Form ADV filing data as of October 2026.