{
  "crd_number": 330561,
  "slug": "blue-monarch-financial-inc-greenville-tx-330561",
  "primary_business_name": "BLUE MONARCH FINANCIAL INC.",
  "legal_name": "BLUE MONARCH FINANCIAL INC.",
  "dbas": [],
  "city": "Greenville",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2024-10-17",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-16",
  "carried_forward": false,
  "raum_total": 8851459.0,
  "raum_discretionary": 8851459.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 6660185.0,
      "count": 43
    },
    "high_net_worth_individuals": {
      "raum": 2191274.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 2,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://bluemonarchfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330561",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "GREENVILLE",
  "url": "https://advisorcensus.com/firm/blue-monarch-financial-inc-greenville-tx-330561",
  "display_name": "Blue Monarch Financial Inc.",
  "summary": "Blue Monarch Financial Inc. is a state-registered investment advisory firm in Greenville, TX, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 16, 2026.",
  "citation": "AdvisorCensus. Blue Monarch Financial Inc. (CRD 330561): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Blue Monarch Financial Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Blue Monarch Financial Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Blue Monarch Financial Inc. located?",
      "a": "Blue Monarch Financial Inc.'s principal office is in Greenville, TX, according to its Form ADV."
    },
    {
      "q": "Is Blue Monarch Financial Inc. registered with the SEC or a state?",
      "a": "Blue Monarch Financial Inc. is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 330561."
    },
    {
      "q": "How much does Blue Monarch Financial Inc. manage?",
      "a": "Blue Monarch Financial Inc. reports $8,851,459 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Blue Monarch Financial Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (1)."
    },
    {
      "q": "Does Blue Monarch Financial Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/330561"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/blue-monarch-financial-inc-greenville-tx-330561.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 43,
      "fewer_than_5": false,
      "raum": 6660185.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2191274.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330561",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}