# Blue JAY Financial Group, LLC

> Blue JAY Financial Group, LLC is an SEC-registered investment advisory firm in Defiance, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 296467
- Filed as: BLUE JAY FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Defiance, OH
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/296467
- AdvisorCensus page: https://advisorcensus.com/firm/blue-jay-financial-group-llc-defiance-oh-296467

## Quick answers

**How is Blue JAY Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Blue JAY Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Blue JAY Financial Group, LLC located?**
Blue JAY Financial Group, LLC's principal office is in Defiance, OH, according to its Form ADV.

**Is Blue JAY Financial Group, LLC registered with the SEC or a state?**
Blue JAY Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 296467.

**How much does Blue JAY Financial Group, LLC manage?**
Blue JAY Financial Group, LLC reports $113,455,676 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (99% discretionary).

**What types of clients does Blue JAY Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (260); high net worth individuals (23); pension and profit sharing plans (but not the plan participants or government pension plans) (20).

**Which custodians does Blue JAY Financial Group, LLC use?**
Blue JAY Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Blue JAY Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296467

**Does Blue JAY Financial Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "We have no minimum initial account value."

**What changed in Blue JAY Financial Group, LLC's recent Form ADV filings?**
In the July 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(4)). Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: None

> We have no minimum initial account value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $113,455,676
- Discretionary: $112,646,619
- Non-discretionary: $809,057

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 260 | $70,215,996 |
| High net worth individuals | 23 | $42,243,154 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 20 | $996,526 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2025 (0 years)
- Employees: 9 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IN, MI, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bluejayfg.com
- Facebook @BLUEJAYFG
- LinkedIn @BLUE-JAY-FINANCIAL-GROUP
- X @BLUEJAYFG
- YouTube @UC5QZKUPWWIX-CK2E5_SNYRW

## Changes in the filing (last 12 months)

### July 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(4)).
- Registered or notice-filed in TX.

### April 2026
- Its Item 11 disclosure answers changed.

### February 2026
- Its Item 11 disclosure answers changed (now yes: 11.D(4); now no: 11.C(4)).
- Employees performing advisory functions went from 2 to 3.
- Registered or notice-filed in IN.

### January 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue JAY Financial Group, LLC (CRD 296467): Form ADV filing data as of October 2026.