# Blue FIN Capital, Inc.

> Blue FIN Capital, Inc. is an SEC-registered investment advisory firm in Warren, RI, registered since 1998, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 108451
- Filed as: BLUE FIN CAPITAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Warren, RI
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108451
- AdvisorCensus page: https://advisorcensus.com/firm/blue-fin-capital-inc-warren-ri-108451

## Quick answers

**How is Blue FIN Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Blue FIN Capital, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Blue FIN Capital, Inc. located?**
Blue FIN Capital, Inc.'s principal office is in Warren, RI, according to its Form ADV.

**Is Blue FIN Capital, Inc. registered with the SEC or a state?**
Blue FIN Capital, Inc. is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108451.

**How much does Blue FIN Capital, Inc. manage?**
Blue FIN Capital, Inc. reports $755,923,825 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Blue FIN Capital, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Blue FIN Capital, Inc.: Regulatory assets under management: $353,881,986 in the October 2021 data and $755,923,825 in the October 2026 data, up 114%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Blue FIN Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (402); individuals (other than high net worth individuals) (266); corporations or other businesses not listed above (15).

**Which custodians does Blue FIN Capital, Inc. use?**
Blue FIN Capital, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Blue FIN Capital, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108451

**Does Blue FIN Capital, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "As a condition for starting and maintaining an advisory relationship, we generally require a minimum portfolio size of $1,000,000 We, at our sole discretion, may accept clients with smaller portfolios"

**What changed in Blue FIN Capital, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $650,645,952 to $755,923,825 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> As a condition for starting and maintaining an advisory relationship, we generally require a minimum portfolio size of $1,000,000 We, at our sole discretion, may accept clients with smaller portfolios

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $755,923,825
- Discretionary: $755,923,825
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 266 | $56,859,572 |
| High net worth individuals | 402 | $669,828,281 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $12,728,627 |
| Charitable organizations | Fewer than 5 | $1,601,416 |
| Corporations or other businesses not listed above | 15 | $14,905,929 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (27 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NH, NY, RI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bluefincapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $353,881,986 | 4 | March 17, 2021 |
| October 2022 | $402,991,928 | 4 | September 6, 2022 |
| October 2023 | $365,740,980 | 4 | February 14, 2023 |
| October 2024 | $507,466,218 | 4 | February 28, 2024 |
| October 2025 | $650,645,952 | 4 | March 10, 2025 |
| October 2026 | $755,923,825 | 4 | March 11, 2026 |

Regulatory assets under management: $353,881,986 in the October 2021 data and $755,923,825 in the October 2026 data, up 114%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $650,645,952 to $755,923,825 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue FIN Capital, Inc. (CRD 108451): Form ADV filing data as of October 2026.