# Blue Dock Capital LLC

> Blue Dock Capital LLC is a state-registered investment advisory firm, registered since 2013, with no regulatory assets under management reported in its Form ADV filing dated December 19, 2023.

- CRD: 137255
- Filed as: BLUE DOCK CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: December 19, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/137255
- AdvisorCensus page: https://advisorcensus.com/firm/blue-dock-capital-llc-137255

## Quick answers

**How is Blue Dock Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Blue Dock Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is Blue Dock Capital LLC registered with the SEC or a state?**
Blue Dock Capital LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 137255.

**Does Blue Dock Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/137255

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bluedockcapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue Dock Capital LLC (CRD 137255): Form ADV filing data as of October 2026.