# Blue Diamond Capital Investment Advisors

> Blue Diamond Capital Investment Advisors is an SEC-registered investment advisory firm in Provo, UT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 333059
- Filed as: BLUE DIAMOND CAPITAL INVESTMENT ADVISORS
- Legal name: Blue Diamond Capital Investment Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Provo, UT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333059
- AdvisorCensus page: https://advisorcensus.com/firm/blue-diamond-capital-investment-advisors-provo-ut-333059

## Quick answers

**How is Blue Diamond Capital Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Blue Diamond Capital Investment Advisors reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Blue Diamond Capital Investment Advisors located?**
Blue Diamond Capital Investment Advisors' principal office is in Provo, UT, according to its Form ADV.

**Is Blue Diamond Capital Investment Advisors registered with the SEC or a state?**
Blue Diamond Capital Investment Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333059.

**How much does Blue Diamond Capital Investment Advisors manage?**
Blue Diamond Capital Investment Advisors reports $301,352,937 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**How have Blue Diamond Capital Investment Advisors' assets and staff changed since 2025?**
In the Form ADV data for Blue Diamond Capital Investment Advisors: Regulatory assets under management: $322,802,607 in the October 2025 data and $301,352,937 in the October 2026 data, down 7%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Blue Diamond Capital Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).

**Does Blue Diamond Capital Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333059

**Does Blue Diamond Capital Investment Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "There is no minimum account value the Firm can impose on Clients. The Firm reserves the right to accept Clients of any net worth and with accounts of any value."

**What changed in Blue Diamond Capital Investment Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> There is no minimum account value the Firm can impose on Clients. The Firm reserves the right to accept Clients of any net worth and with accounts of any value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $301,352,937
- Discretionary: $0
- Non-discretionary: $301,352,937

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $8,980,358 |
| High net worth individuals | Fewer than 5 | $210,966,240 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $81,356,422 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $49,917 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bdc-ia.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $322,802,607 | 3 | June 11, 2025 |
| October 2026 | $301,352,937 | 3 | March 31, 2026 |

Regulatory assets under management: $322,802,607 in the October 2025 data and $301,352,937 in the October 2026 data, down 7%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue Diamond Capital Investment Advisors (CRD 333059): Form ADV filing data as of October 2026.