# Blue Castle Wealth

> Blue Castle Wealth is a state-registered investment advisory firm in Lexington, KY, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 320724
- Filed as: BLUE CASTLE WEALTH
- Legal name: Blue Castle Wealth, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/320724
- AdvisorCensus page: https://advisorcensus.com/firm/blue-castle-wealth-lexington-ky-320724

## Quick answers

**How is Blue Castle Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Blue Castle Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Blue Castle Wealth located?**
Blue Castle Wealth's principal office is in Lexington, KY, according to its Form ADV.

**Is Blue Castle Wealth registered with the SEC or a state?**
Blue Castle Wealth is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 320724.

**How much does Blue Castle Wealth manage?**
Blue Castle Wealth reports $14,480,733 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**What types of clients does Blue Castle Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13).

**Does Blue Castle Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/320724

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,480,733
- Discretionary: $14,480,733
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $3,627,533 |
| High net worth individuals | Fewer than 5 | $10,853,200 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bluecastlewealth.com
- Instagram @bluecastlewealth
- LinkedIn @blue-castle-wealth
- LinkedIn @warrenleet
- X @bluecastle_lex

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blue Castle Wealth (CRD 320724): Form ADV filing data as of October 2026.