# Block Wealth Management, Inc

> Block Wealth Management, Inc is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 146042
- Filed as: BLOCK WEALTH MANAGEMENT, INC
- Also doing business as: BLOCK WEALTH MANAGEMENT INCORPORATED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146042
- AdvisorCensus page: https://advisorcensus.com/firm/block-wealth-management-inc-146042

## Quick answers

**How is Block Wealth Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Block Wealth Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Block Wealth Management, Inc registered with the SEC or a state?**
Block Wealth Management, Inc is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 146042.

**How much does Block Wealth Management, Inc manage?**
Block Wealth Management, Inc reports $186,473,673 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**How have Block Wealth Management, Inc's assets and staff changed since 2024?**
In the Form ADV data for Block Wealth Management, Inc: Regulatory assets under management: $127,454,510 in the October 2024 data and $186,473,673 in the October 2026 data, up 46%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Block Wealth Management, Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (47); individuals (other than high net worth individuals) (28); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Block Wealth Management, Inc use?**
Block Wealth Management, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Block Wealth Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146042

**What changed in Block Wealth Management, Inc's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $157,229,937 to $186,473,673 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $186,473,673
- Discretionary: $186,473,673
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $95,815,418 |
| High net worth individuals | 47 | $13,340,153 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $52,700,443 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $24,617,659 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NC, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @kirk-block-cpa-pfs-cfp
- LinkedIn @kirk-block-cpa-pfs-cfp®-aifa®-9988a511

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $127,454,510 | 1 | April 29, 2024 |
| October 2025 | $157,229,937 | 1 | January 21, 2025 |
| October 2026 | $186,473,673 | 1 | February 20, 2026 |

Regulatory assets under management: $127,454,510 in the October 2024 data and $186,473,673 in the October 2026 data, up 46%.
Total employees: 1 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $157,229,937 to $186,473,673 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Block Wealth Management, Inc (CRD 146042): Form ADV filing data as of October 2026.