# Blalock Williams, LLC

> Blalock Williams, LLC is an SEC-registered investment advisory firm in Alexander City, AL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 325465
- Filed as: BLALOCK WILLIAMS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Alexander City, AL
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325465
- AdvisorCensus page: https://advisorcensus.com/firm/blalock-williams-llc-alexander-city-al-325465

## Quick answers

**How is Blalock Williams, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Blalock Williams, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Blalock Williams, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Blalock Williams, LLC located?**
Blalock Williams, LLC's principal office is in Alexander City, AL, according to its Form ADV.

**Is Blalock Williams, LLC registered with the SEC or a state?**
Blalock Williams, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 325465.

**How much does Blalock Williams, LLC manage?**
Blalock Williams, LLC reports $242,637,986 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (95% discretionary).

**How have Blalock Williams, LLC's assets and staff changed since 2024?**
In the Form ADV data for Blalock Williams, LLC: Regulatory assets under management: $105,500,674 in the October 2024 data and $242,637,986 in the October 2026 data, up 130%. Total employees: 4 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Blalock Williams, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (197); high net worth individuals (48); pension and profit sharing plans (but not the plan participants or government pension plans) (22).

**Which custodians does Blalock Williams, LLC use?**
Blalock Williams, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Blalock Williams, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325465

**Does Blalock Williams, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 3, 2026 says: "Blalock Williams offers investment advisory services to individuals, high net worth individuals, trusts, estates, banking or thrift institutions, businesses, retirement plans, and charitable organizations. Blalock Williams generally does not impose a minimum relationship size."

**What changed in Blalock Williams, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $176,235,342 to $242,637,986 (+38%). No longer lists an office in Homewood, AL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Investment advisory fees are paid quarterly, at the end of each calendar quarter, pursuant to the terms of the investment advisory agreement. Investment advisory fees are based on the market value of assets under management at the end of the prior calendar quarter.

> Investment advisory fees range up to 1.50% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.

- Account minimum: None

> Blalock Williams offers investment advisory services to individuals, high net worth individuals, trusts, estates, banking or thrift institutions, businesses, retirement plans, and charitable organizations. Blalock Williams generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $242,637,986
- Discretionary: $229,943,195
- Non-discretionary: $12,694,791

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 197 | $47,270,053 |
| High net worth individuals | 48 | $139,125,302 |
| Banking or thrift institutions | Fewer than 5 | $16,273,876 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $15,418,712 |
| Charitable organizations | Fewer than 5 | $1,230,378 |
| Corporations or other businesses not listed above | 5 | $23,319,665 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, GA, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- blalockwilliams.com
- Facebook @blalockwilliams
- Instagram @blalockwilliams
- LinkedIn @blalock-williams

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $105,500,674 | 4 | August 30, 2024 |
| October 2025 | $176,235,342 | 4 | April 11, 2025 |
| October 2026 | $242,637,986 | 4 | March 3, 2026 |

Regulatory assets under management: $105,500,674 in the October 2024 data and $242,637,986 in the October 2026 data, up 130%.
Total employees: 4 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $176,235,342 to $242,637,986 (+38%).
- No longer lists an office in Homewood, AL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Blalock Williams, LLC (CRD 325465): Form ADV filing data as of October 2026.