{ "crd_number": 304307, "slug": "blackstone-clo-management-llc-new-york-ny-304307", "primary_business_name": "BLACKSTONE CLO MANAGEMENT LLC", "legal_name": "BLACKSTONE CLO MANAGEMENT LLC (MANAGEMENT SERIES)", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-12-16", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-07-30", "carried_forward": false, "raum_total": 30685632937.0, "raum_discretionary": 29583189196.0, "raum_non_discretionary": 1102443741.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 711, "advisory_employees": 408, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 30685632937.0, "count": 78 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [], "websites": [ "https://apple.co/31Pe1Gg", "https://blackstone.com", "https://blackstone.podbean.com", "https://facebook.com/blackstone", "https://instagram.com/blackstone", "https://linkedin.com/company/blackstonegroup", "https://mp.weixin.qq.com/s/FtddoP2F9zDZ1QFBgOQAAA", "https://open.spotify.com/artist/52Eom8vQxM8Lk75ZZlf2hJ", "https://pandora.com/artist/blackstone/ARvlPz9Plblrlmg", "https://soundcloud.com/blackstone-300250613", "https://spoti.fi/2LJ1tHG", "https://x.com/blackstone", "https://youtube.com/user/blackstonegroup" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304307", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/blackstone-clo-management-llc-new-york-ny-304307", "display_name": "Blackstone CLO Management LLC", "summary": "Blackstone CLO Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.", "citation": "AdvisorCensus. Blackstone CLO Management LLC (CRD 304307): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Blackstone CLO Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Blackstone CLO Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Blackstone CLO Management LLC located?", "a": "Blackstone CLO Management LLC's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 5 other offices (Schedule D, Section 1.F)." }, { "q": "Is Blackstone CLO Management LLC registered with the SEC or a state?", "a": "Blackstone CLO Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 304307." }, { "q": "How much does Blackstone CLO Management LLC manage?", "a": "Blackstone CLO Management LLC reports $30,685,632,937 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (96% discretionary)." }, { "q": "How have Blackstone CLO Management LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Blackstone CLO Management LLC: Regulatory assets under management: $6,979,889,454 in the October 2023 data and $30,685,632,937 in the October 2026 data, up 340%. Total employees: 404 in October 2023 and 711 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Blackstone CLO Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (78)." }, { "q": "Does Blackstone CLO Management LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304307" }, { "q": "What changed in Blackstone CLO Management LLC's recent Form ADV filings?", "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 6979889454.0, "total_employees": 404, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 8415048529.0, "total_employees": 432, "filing_date": "2024-08-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 10422678147.0, "total_employees": 542, "filing_date": "2025-07-08" }, { "period": "2026-10-01", "regulatory_assets_under_management": 30685632937.0, "total_employees": 711, "filing_date": "2026-07-30" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 303 to 408.", "Regulatory assets under management went from $10,422,678,147 to $30,685,632,937 (+194%).", "Changed its office addresses in London.", "Added an office in San Francisco, CA.", "Added an office in Washington, DC." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/blackstone-clo-management-llc-new-york-ny-304307.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 78, "fewer_than_5": false, "raum": 30685632937.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304307", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }