{ "crd_number": 162379, "slug": "blackrock-investment-management-uk-limited-london-162379", "primary_business_name": "BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED", "legal_name": "BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "exempt", "registration_status": "ERA - Active", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-08-03", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": null, "advisory_employees": null, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [], "advisory_activities": [], "wrap_fee_participant": null, "disclosure_yes_count": 9, "states_registered": [], "websites": [ "https://blackrock.com", "https://douyin.com/user/MS4wLjABAAAATX0BkoY3SXPImjHUWTdWi02SNLwyACHjdmAnkjp298lIw88FuDLmYo-nln-UitiK", "https://facebook.com/BlackRock", "https://facebook.com/iShares", "https://instagram.com/blackrock", "https://ishares.com", "https://line.naver.jp/ti/p/@blackrocktw", "https://linkedin.com/company/blackrock", "https://linkedin.com/company/ishares", "https://mp.weixin.qq.com/mp/profile_ext?__biz=MzIzMTc3MTQ2Mw%3D%3D&action=home&scene=124", "https://tiktok.com/@blackrock?lang=en", "https://twitter.com/blackrock", "https://twitter.com/ishares", "https://youtube.com/channel/UC61MWzrpcsazp23LOxCsTcg", "https://youtube.com/channel/UCrIXkHfv2tMzebAI1TcdDhg" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162379", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.G", "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?" }, { "item": "11.H(1)(c)", "question": "Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?" }, { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/blackrock-investment-management-uk-limited-london-162379", "display_name": "Blackrock Investment Management (UK) Limited", "summary": "Blackrock Investment Management (UK) Limited is an exempt reporting adviser in London, United Kingdom, filing reports since 2012. Exempt reporting advisers do not report regulatory assets under management on Form ADV.", "citation": "AdvisorCensus. Blackrock Investment Management (UK) Limited (CRD 162379): Form ADV filing data as of October 2026.", "registration_type_label": "Exempt reporting adviser", "compensation_labels": [], "advisory_activity_labels": [], "quick_answers": [ { "q": "Where is Blackrock Investment Management (UK) Limited located?", "a": "Blackrock Investment Management (UK) Limited's principal office is in London, United Kingdom, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "How does Blackrock Investment Management (UK) Limited report to regulators?", "a": "Blackrock Investment Management (UK) Limited is an exempt reporting adviser, filing reports since 2012. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 162379." }, { "q": "Does Blackrock Investment Management (UK) Limited report any disciplinary disclosures?", "a": "Reports 9 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters and 2 questions about civil court matters (11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.E(2), 11.G, 11.H(1)(c), 11.H(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/162379" }, { "q": "What changed in Blackrock Investment Management (UK) Limited's recent Form ADV filings?", "a": "In the September 2026 filing data: Changed its office addresses in Edinburgh." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-08-12" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-09-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-08-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2024-09-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2025-07-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2026-08-03" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Changed its office addresses in Edinburgh." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Changed its office addresses in Edinburgh." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/blackrock-investment-management-uk-limited-london-162379.md", "clients": [], "disclosure_line": "Reports 9 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162379", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }