{
  "crd_number": 165482,
  "slug": "blackrock-asset-management-north-asia-limited-hong-kong-165482",
  "primary_business_name": "BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED",
  "legal_name": "BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED",
  "dbas": [],
  "city": "Hong Kong",
  "state": null,
  "country": "China",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-11-23",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-09-25",
  "carried_forward": false,
  "raum_total": 140250367772.0,
  "raum_discretionary": 140250367772.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 508,
  "advisory_employees": 108,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "banking_thrift": {
      "raum": 1597088544.0,
      "count": 5
    },
    "insurance_companies": {
      "raum": 2531642414.0,
      "count": 6
    },
    "investment_companies": {
      "raum": 2037167380.0,
      "count": 2
    },
    "pension_profit_sharing": {
      "raum": 13763449597.0,
      "count": 11
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 68890730334.0,
      "count": 28
    },
    "corporations_other_businesses": {
      "raum": 1259928495.0,
      "count": 5
    },
    "sovereign_wealth_foreign_official": {
      "raum": 50170361008.0,
      "count": 17
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 9,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://blackrock.com",
    "https://douyin.com/user/MS4wLjABAAAATX0BkoY3SXPImjHUWTdWi02SNLwyACHjdmAnkjp298lIw88FuDLmYo-nln-UitiK",
    "https://facebook.com/BlackRock",
    "https://facebook.com/iShares",
    "https://instagram.com/blackrock",
    "https://ishares.com",
    "https://line.naver.jp/ti/p/@blackrocktw",
    "https://linkedin.com/company/blackrock",
    "https://linkedin.com/company/ishares",
    "https://mp.weixin.qq.com/mp/profile_ext?__biz=MzIzMTc3MTQ2Mw%3D%3D&action=home&scene=124",
    "https://tiktok.com/@blackrock?lang=en",
    "https://twitter.com/blackrock",
    "https://twitter.com/ishares",
    "https://youtube.com/channel/UC61MWzrpcsazp23LOxCsTcg",
    "https://youtube.com/channel/UCrIXkHfv2tMzebAI1TcdDhg"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165482",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    },
    {
      "item": "11.H(1)(c)",
      "question": "Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?"
    },
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "HONG KONG",
  "url": "https://advisorcensus.com/firm/blackrock-asset-management-north-asia-limited-hong-kong-165482",
  "display_name": "Blackrock Asset Management North Asia Limited",
  "summary": "Blackrock Asset Management North Asia Limited is an SEC-registered investment advisory firm in Hong Kong, China, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 25, 2026.",
  "citation": "AdvisorCensus. Blackrock Asset Management North Asia Limited (CRD 165482): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Blackrock Asset Management North Asia Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Blackrock Asset Management North Asia Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Blackrock Asset Management North Asia Limited located?",
      "a": "Blackrock Asset Management North Asia Limited's principal office is in Hong Kong, China, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Blackrock Asset Management North Asia Limited registered with the SEC or a state?",
      "a": "Blackrock Asset Management North Asia Limited is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 165482."
    },
    {
      "q": "How much does Blackrock Asset Management North Asia Limited manage?",
      "a": "Blackrock Asset Management North Asia Limited reports $140,250,367,772 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Blackrock Asset Management North Asia Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Blackrock Asset Management North Asia Limited: Regulatory assets under management: $79,467,985,853 in the October 2021 data and $140,250,367,772 in the October 2026 data, up 76%. Total employees: 419 in October 2021 and 508 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Blackrock Asset Management North Asia Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (28); sovereign wealth funds and foreign official institutions (17); pension and profit sharing plans (but not the plan participants or government pension plans) (11)."
    },
    {
      "q": "Which custodians does Blackrock Asset Management North Asia Limited use?",
      "a": "Blackrock Asset Management North Asia Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase Bank N.A./SYDNEY, JPM Chase - Sydney and Northern Trust Singapore as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Blackrock Asset Management North Asia Limited report any disciplinary disclosures?",
      "a": "Reports 9 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters and 2 questions about civil court matters (11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.E(2), 11.G, 11.H(1)(c), 11.H(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165482"
    },
    {
      "q": "What changed in Blackrock Asset Management North Asia Limited's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 107 to 108. Regulatory assets under management went from $118,546,801,282 to $140,250,367,772 (+18%). No longer lists an office in Hong Kong."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 79467985853.0,
      "total_employees": 419,
      "filing_date": "2021-08-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 100608461573.0,
      "total_employees": 472,
      "filing_date": "2022-09-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 79364136810.0,
      "total_employees": 453,
      "filing_date": "2023-08-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 96927116767.0,
      "total_employees": 419,
      "filing_date": "2024-09-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 118546801282.0,
      "total_employees": 491,
      "filing_date": "2025-07-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 140250367772.0,
      "total_employees": 508,
      "filing_date": "2026-09-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 107 to 108.",
        "Regulatory assets under management went from $118,546,801,282 to $140,250,367,772 (+18%).",
        "No longer lists an office in Hong Kong."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JP Morgan Chase Bank N.A./SYDNEY",
      "name_as_filed": "JP MORGAN CHASE BANK N.A./SYDNEY",
      "affiliated": false
    },
    {
      "name": "JPM Chase - Sydney",
      "name_as_filed": "JPM CHASE - SYDNEY",
      "affiliated": false
    },
    {
      "name": "Northern Trust Singapore",
      "name_as_filed": "NORTHERN TRUST SINGAPORE",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/blackrock-asset-management-north-asia-limited-hong-kong-165482.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 5,
      "fewer_than_5": false,
      "raum": 1597088544.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 2037167380.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 28,
      "fewer_than_5": false,
      "raum": 68890730334.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 13763449597.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": 2531642414.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 17,
      "fewer_than_5": false,
      "raum": 50170361008.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 1259928495.0
    }
  ],
  "disclosure_line": "Reports 9 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165482",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}