# Birdrock Wealth

> Birdrock Wealth is an SEC-registered investment advisory firm in Austin, TX, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 138872
- Filed as: BIRDROCK WEALTH
- Legal name: Bird Rock Asset Management, LP.
- Also doing business as: BIRDROCK WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/138872
- AdvisorCensus page: https://advisorcensus.com/firm/birdrock-wealth-austin-tx-138872

## Quick answers

**How is Birdrock Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Birdrock Wealth reports these compensation arrangements: a percentage of assets under its management.

**Where is Birdrock Wealth located?**
Birdrock Wealth's principal office is in Austin, TX, according to its Form ADV.

**Is Birdrock Wealth registered with the SEC or a state?**
Birdrock Wealth is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 138872.

**How much does Birdrock Wealth manage?**
Birdrock Wealth reports $146,306,159 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (96% discretionary).

**How have Birdrock Wealth's assets and staff changed since 2021?**
In the Form ADV data for Birdrock Wealth: Regulatory assets under management: $118,224,340 in the October 2021 data and $146,306,159 in the October 2026 data, up 24%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Birdrock Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (167); high net worth individuals (41); investment companies (2).

**Which custodians does Birdrock Wealth use?**
Birdrock Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Birdrock Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138872

**What changed in Birdrock Wealth's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $146,306,159
- Discretionary: $140,144,760
- Non-discretionary: $6,161,399

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 167 | $33,977,830 |
| High net worth individuals | 41 | $108,956,010 |
| Investment companies | 2 | $1,964,478 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,407,841 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- birdrockwealth.com
- Facebook @birdrockwealth
- Instagram @birdrockwealth
- LinkedIn @birdrock-asset-mgmt
- TikTok @birdrock.wealth
- X @BirdrockWealth
- YouTube @birdrockwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $118,224,340 | 4 | July 19, 2021 |
| October 2022 | $144,678,605 | 4 | March 30, 2022 |
| October 2023 | $116,898,910 | 5 | August 29, 2023 |
| October 2024 | $129,068,051 | 5 | February 8, 2024 |
| October 2025 | $136,524,492 | 5 | March 27, 2025 |
| October 2026 | $146,306,159 | 6 | March 26, 2026 |

Regulatory assets under management: $118,224,340 in the October 2021 data and $146,306,159 in the October 2026 data, up 24%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Birdrock Wealth (CRD 138872): Form ADV filing data as of October 2026.