# Bird Rock Management, LLC

> Bird Rock Management, LLC is a state-registered investment advisory firm in Laguna Beach, CA, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 174293
- Filed as: BIRD ROCK MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Laguna Beach, CA
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/174293
- AdvisorCensus page: https://advisorcensus.com/firm/bird-rock-management-llc-laguna-beach-ca-174293

## Quick answers

**How is Bird Rock Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bird Rock Management, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bird Rock Management, LLC located?**
Bird Rock Management, LLC's principal office is in Laguna Beach, CA, according to its Form ADV.

**Is Bird Rock Management, LLC registered with the SEC or a state?**
Bird Rock Management, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 174293.

**How much does Bird Rock Management, LLC manage?**
Bird Rock Management, LLC reports $8,087,500 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**What types of clients does Bird Rock Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Bird Rock Management, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/174293

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $8,087,500
- Discretionary: $8,087,500
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $8,087,500 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/174293

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bird Rock Management, LLC (CRD 174293): Form ADV filing data as of October 2026.