# Birch Wealth Management

> Birch Wealth Management is an SEC-registered investment advisory firm in Rome, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.

- CRD: 304727
- Filed as: BIRCH WEALTH MANAGEMENT
- Legal name: Birch Wealth, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rome, NY
- Filing period: October 2026
- Form ADV filing dated: May 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304727
- AdvisorCensus page: https://advisorcensus.com/firm/birch-wealth-management-rome-ny-304727

## Quick answers

**How is Birch Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Birch Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Birch Wealth Management located?**
Birch Wealth Management's principal office is in Rome, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Birch Wealth Management registered with the SEC or a state?**
Birch Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 304727.

**How much does Birch Wealth Management manage?**
Birch Wealth Management reports $62,149,057 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (100% discretionary).

**How have Birch Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Birch Wealth Management: Regulatory assets under management: $26,334,855 in the October 2021 data and $62,149,057 in the October 2026 data, up 136%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Birch Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (157); high net worth individuals (19).

**Which custodians does Birch Wealth Management use?**
Birch Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Birch Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304727

**What changed in Birch Wealth Management's recent Form ADV filings?**
In the June 2026 filing data: Added an office in East Rochester, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $62,149,057
- Discretionary: $62,149,057
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 157 | $25,297,140 |
| High net worth individuals | 19 | $36,851,917 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- East Rochester, NY

### Websites listed on Form ADV (Item 1.I)
- birchwealth.com
- Facebook @birchwealth
- LinkedIn @birch-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $26,334,855 | 2 | April 28, 2021 |
| October 2022 | $31,222,333 | 2 | March 30, 2022 |
| October 2023 | $31,845,947 | 3 | March 7, 2023 |
| October 2024 | $38,268,914 | 2 | August 13, 2024 |
| October 2025 | $49,734,169 | 3 | February 26, 2025 |
| October 2026 | $62,149,057 | 3 | May 14, 2026 |

Regulatory assets under management: $26,334,855 in the October 2021 data and $62,149,057 in the October 2026 data, up 136%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Added an office in East Rochester, NY.

### March 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $49,734,169 to $62,149,057 (+25%).

### December 2025
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Birch Wealth Management (CRD 304727): Form ADV filing data as of October 2026.