# Biltmore Wealth Management, LLC

> Biltmore Wealth Management, LLC is an SEC-registered investment advisory firm in Tempe, AZ, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 151365
- Filed as: BILTMORE WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tempe, AZ
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151365
- AdvisorCensus page: https://advisorcensus.com/firm/biltmore-wealth-management-llc-tempe-az-151365

## Quick answers

**How is Biltmore Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Biltmore Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Biltmore Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 17, 2026 states: Up to $500,000: 1.35% a year; $500,000 to $1,000,000: 1.2% a year; $1,000,000 to $3,000,000: 1% a year; Above $3,000,000: 0.8% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Biltmore Wealth Management, LLC located?**
Biltmore Wealth Management, LLC's principal office is in Tempe, AZ, according to its Form ADV.

**Is Biltmore Wealth Management, LLC registered with the SEC or a state?**
Biltmore Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 151365.

**How much does Biltmore Wealth Management, LLC manage?**
Biltmore Wealth Management, LLC reports $439,606,710 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**How have Biltmore Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Biltmore Wealth Management, LLC: Regulatory assets under management: $252,453,502 in the October 2021 data and $439,606,710 in the October 2026 data, up 74%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Biltmore Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (211); high net worth individuals (96).

**Which custodians does Biltmore Wealth Management, LLC use?**
Biltmore Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Biltmore Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151365

**What changed in Biltmore Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $396,736,147 to $439,606,710 (+11%). Registered or notice-filed in OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Up to $500,000: 1.35% a year
- $500,000 to $1,000,000: 1.2% a year
- $1,000,000 to $3,000,000: 1% a year
- Above $3,000,000: 0.8% a year

> Biltmore’s annual investment advisory fee is based upon a percentage (%) of the market value of the assets placed under Biltmore’s management as follows: Market Value of Portfolio % of Assets First $500,000 1.35% Next $500,000 1.20% Next $2,000,000 1.00% Over $3,000,000 0.80%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $439,606,710
- Discretionary: $439,606,710
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 211 | $66,009,718 |
| High net worth individuals | 96 | $368,638,536 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,602,231 |
| Charitable organizations | Fewer than 5 | $356,225 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, LA, MI, NC, NY, OH, OK, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- biltmorewealthaz.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $252,453,502 | 3 | January 27, 2021 |
| October 2022 | $304,513,674 | 3 | August 10, 2022 |
| October 2023 | $287,290,000 | 4 | February 28, 2023 |
| October 2024 | $350,634,986 | 4 | September 11, 2024 |
| October 2025 | $396,736,147 | 4 | February 5, 2025 |
| October 2026 | $439,606,710 | 4 | February 17, 2026 |

Regulatory assets under management: $252,453,502 in the October 2021 data and $439,606,710 in the October 2026 data, up 74%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $396,736,147 to $439,606,710 (+11%).
- Registered or notice-filed in OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Biltmore Wealth Management, LLC (CRD 151365): Form ADV filing data as of October 2026.