# Big Wave Advisors, Inc.

> Big Wave Advisors, Inc. is a state-registered investment advisory firm, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 3, 2020.

- CRD: 134044
- Filed as: BIG WAVE ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Illinois
- Filing period: October 2026
- Form ADV filing dated: December 3, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134044
- AdvisorCensus page: https://advisorcensus.com/firm/big-wave-advisors-inc-134044

## Quick answers

**How is Big Wave Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Big Wave Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Is Big Wave Advisors, Inc. registered with the SEC or a state?**
Big Wave Advisors, Inc. is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 134044.

**How much does Big Wave Advisors, Inc. manage?**
Big Wave Advisors, Inc. reports $6,000,000 in regulatory assets under management in its Form ADV filing dated December 3, 2020 (100% discretionary).

**Does Big Wave Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134044

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $6,000,000
- Discretionary: $6,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $6,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bigwaveadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Big Wave Advisors, Inc. (CRD 134044): Form ADV filing data as of October 2026.