# BHK Investment Advisors

> BHK Investment Advisors is an SEC-registered investment advisory firm in Birmingham, AL, registered since 2006, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 140515
- Filed as: BHK INVESTMENT ADVISORS
- Legal name: BHK Investment Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140515
- AdvisorCensus page: https://advisorcensus.com/firm/bhk-investment-advisors-birmingham-al-140515

## Quick answers

**How is BHK Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), BHK Investment Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is BHK Investment Advisors located?**
BHK Investment Advisors' principal office is in Birmingham, AL, according to its Form ADV.

**Is BHK Investment Advisors registered with the SEC or a state?**
BHK Investment Advisors is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140515.

**How much does BHK Investment Advisors manage?**
BHK Investment Advisors reports $794,064,525 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (47% discretionary).

**How have BHK Investment Advisors' assets and staff changed since 2021?**
In the Form ADV data for BHK Investment Advisors: Regulatory assets under management: $589,568,959 in the October 2021 data and $794,064,525 in the October 2026 data, up 35%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BHK Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (181); individuals (other than high net worth individuals) (123); corporations or other businesses not listed above (13).

**Which custodians does BHK Investment Advisors use?**
BHK Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does BHK Investment Advisors report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140515

**What changed in BHK Investment Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $794,064,525
- Discretionary: $376,113,510
- Non-discretionary: $417,951,015

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 123 | $49,884,395 |
| High net worth individuals | 181 | $433,793,099 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $199,723,667 |
| Corporations or other businesses not listed above | 13 | $110,663,364 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, GA, LA, TN, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140515

### Websites listed on Form ADV (Item 1.I)
- [bhkllc.com](https://bhkllc.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $589,568,959 | 8 | March 30, 2021 |
| October 2022 | $701,087,501 | 9 | September 15, 2022 |
| October 2023 | $574,165,874 | 9 | March 31, 2023 |
| October 2024 | $664,142,639 | 10 | March 25, 2024 |
| October 2025 | $755,759,558 | 7 | March 24, 2025 |
| October 2026 | $794,064,525 | 9 | April 27, 2026 |

Regulatory assets under management: $589,568,959 in the October 2021 data and $794,064,525 in the October 2026 data, up 35%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BHK Investment Advisors (CRD 140515): Form ADV filing data as of October 2026.