# Beyond Financial Services

> Beyond Financial Services is an SEC-registered investment advisory firm in Fremont, CA, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 286350
- Filed as: BEYOND FINANCIAL SERVICES
- Also doing business as: BEYOND FINANCIAL SERVICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fremont, CA
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286350
- AdvisorCensus page: https://advisorcensus.com/firm/beyond-financial-services-fremont-ca-286350

## Quick answers

**How is Beyond Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Beyond Financial Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Beyond Financial Services charge?**
Its Form ADV Part 2A brochure dated February 13, 2026 states: Hourly rate: $350 an hour (initial consultation); Hourly rate: up to $500 an hour (work performed on the basis of hourly fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Beyond Financial Services located?**
Beyond Financial Services' principal office is in Fremont, CA, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Beyond Financial Services registered with the SEC or a state?**
Beyond Financial Services is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286350.

**How much does Beyond Financial Services manage?**
Beyond Financial Services reports $176,654,927 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (0% discretionary).

**How have Beyond Financial Services' assets and staff changed since 2021?**
In the Form ADV data for Beyond Financial Services: Regulatory assets under management: $146,366,509 in the October 2021 data and $176,654,927 in the October 2026 data, up 21%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Beyond Financial Services serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (58); individuals (other than high net worth individuals) (57).

**Which custodians does Beyond Financial Services use?**
Beyond Financial Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and Raymond James Trust Company of NH as custodians holding 10% or more of its separately managed account assets.

**Does Beyond Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286350

**What changed in Beyond Financial Services' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $155,178,361 to $176,654,927 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Hourly rate: $350 an hour (initial consultation)

> BFS charges an hourly fee for initial consultation at $350 per hour. The consultation fee is refunded to Client if Client uses our advisory service.

- Hourly rate: up to $500 an hour (work performed on the basis of hourly fees)

> For work performed on the basis of hourly fees (not exceed ing $500 per hour) or fixed charges, the C lient will be provided with an estimate of total fees required to complete the work.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.
- Raymond James Trust Company of NH

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $176,654,927
- Discretionary: $0
- Non-discretionary: $176,654,927

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $30,623,639 |
| High net worth individuals | 58 | $142,296,796 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $495,098 |
| Charitable organizations | Fewer than 5 | $3,239,394 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Menlo Park, CA

### Websites listed on Form ADV (Item 1.I)
- beyondfinancialservices.com
- LinkedIn @beyond-financial-services

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $146,366,509 | 4 | March 24, 2021 |
| October 2022 | $153,257,899 | 3 | March 24, 2022 |
| October 2023 | $137,516,210 | 3 | June 8, 2023 |
| October 2024 | $151,619,765 | 3 | March 27, 2024 |
| October 2025 | $155,178,361 | 5 | April 4, 2025 |
| October 2026 | $176,654,927 | 4 | February 13, 2026 |

Regulatory assets under management: $146,366,509 in the October 2021 data and $176,654,927 in the October 2026 data, up 21%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $155,178,361 to $176,654,927 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Beyond Financial Services (CRD 286350): Form ADV filing data as of October 2026.