{
  "crd_number": 286350,
  "slug": "beyond-financial-services-fremont-ca-286350",
  "primary_business_name": "BEYOND FINANCIAL SERVICES",
  "legal_name": "BEYOND FINANCIAL SERVICES",
  "dbas": [
    "BEYOND FINANCIAL SERVICES"
  ],
  "city": "Fremont",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-01-03",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-02-13",
  "carried_forward": false,
  "raum_total": 176654927.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 176654927.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3239394.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 30623639.0,
      "count": 57
    },
    "pension_profit_sharing": {
      "raum": 495098.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 142296796.0,
      "count": 58
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://beyondfinancialservices.com",
    "https://linkedin.com/company/beyond-financial-services"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286350",
  "city_as_filed": "FREMONT",
  "url": "https://advisorcensus.com/firm/beyond-financial-services-fremont-ca-286350",
  "display_name": "Beyond Financial Services",
  "summary": "Beyond Financial Services is an SEC-registered investment advisory firm in Fremont, CA, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.",
  "citation": "AdvisorCensus. Beyond Financial Services (CRD 286350): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Beyond Financial Services compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Beyond Financial Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Beyond Financial Services located?",
      "a": "Beyond Financial Services' principal office is in Fremont, CA, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Beyond Financial Services registered with the SEC or a state?",
      "a": "Beyond Financial Services is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286350."
    },
    {
      "q": "How much does Beyond Financial Services manage?",
      "a": "Beyond Financial Services reports $176,654,927 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (0% discretionary)."
    },
    {
      "q": "How have Beyond Financial Services' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Beyond Financial Services: Regulatory assets under management: $146,366,509 in the October 2021 data and $176,654,927 in the October 2026 data, up 21%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Beyond Financial Services serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (58); individuals (other than high net worth individuals) (57)."
    },
    {
      "q": "Which custodians does Beyond Financial Services use?",
      "a": "Beyond Financial Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and Raymond James Trust Company of NH as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Beyond Financial Services report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286350"
    },
    {
      "q": "What changed in Beyond Financial Services' recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $155,178,361 to $176,654,927 (+14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 146366509.0,
      "total_employees": 4,
      "filing_date": "2021-03-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 153257899.0,
      "total_employees": 3,
      "filing_date": "2022-03-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 137516210.0,
      "total_employees": 3,
      "filing_date": "2023-06-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 151619765.0,
      "total_employees": 3,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 155178361.0,
      "total_employees": 5,
      "filing_date": "2025-04-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 176654927.0,
      "total_employees": 4,
      "filing_date": "2026-02-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $155,178,361 to $176,654,927 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    },
    {
      "name": "Raymond James Trust Company of NH",
      "name_as_filed": "RAYMOND JAMES TRUST COMPANY OF NH",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/beyond-financial-services-fremont-ca-286350.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 57,
      "fewer_than_5": false,
      "raum": 30623639.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 58,
      "fewer_than_5": false,
      "raum": 142296796.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 495098.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 3239394.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286350",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}