{ "crd_number": 137638, "slug": "beverly-hills-financial-planners-llc-sherman-oaks-ca-137638", "primary_business_name": "BEVERLY HILLS FINANCIAL PLANNERS, LLC", "legal_name": "BEVERLY HILLS FINANCIAL PLANNERS, LLC", "dbas": [], "city": "Sherman Oaks", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "1999-02-03", "years_registered": 27, "period": "2026-10-01", "filing_date": "2026-06-10", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": null, "count": 0, "fewer_than_5": true }, "individuals": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "banking_thrift": { "raum": null, "count": 0, "fewer_than_5": true }, "state_municipal": { "raum": null, "count": 0, "fewer_than_5": true }, "insurance_companies": { "raum": null, "count": 0, "fewer_than_5": true }, "investment_companies": { "raum": null, "count": 0 }, "pension_profit_sharing": { "raum": null, "count": 0, "fewer_than_5": true }, "other_investment_advisers": { "raum": null, "count": 0, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": null, "count": 0, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": null, "count": 0 }, "corporations_other_businesses": { "raum": null, "count": 0, "fewer_than_5": true }, "business_development_companies": { "raum": null, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": null, "count": 0, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "CA" ], "websites": [ "https://bhfinancialplanners.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/137638", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" }, { "item": "11.G", "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?" } ], "city_as_filed": "SHERMAN OAKS", "url": "https://advisorcensus.com/firm/beverly-hills-financial-planners-llc-sherman-oaks-ca-137638", "display_name": "Beverly Hills Financial Planners, LLC", "summary": "Beverly Hills Financial Planners, LLC is a state-registered investment advisory firm in Sherman Oaks, CA, registered since 1999, with no regulatory assets under management reported in its Form ADV filing dated June 10, 2026.", "citation": "AdvisorCensus. Beverly Hills Financial Planners, LLC (CRD 137638): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services" ], "quick_answers": [ { "q": "How is Beverly Hills Financial Planners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Beverly Hills Financial Planners, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Beverly Hills Financial Planners, LLC located?", "a": "Beverly Hills Financial Planners, LLC's principal office is in Sherman Oaks, CA, according to its Form ADV." }, { "q": "Is Beverly Hills Financial Planners, LLC registered with the SEC or a state?", "a": "Beverly Hills Financial Planners, LLC is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 137638." }, { "q": "Does Beverly Hills Financial Planners, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation), 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/137638" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/beverly-hills-financial-planners-llc-sherman-oaks-ca-137638.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": true, "raum": null }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": true, "raum": null } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/137638", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }