# Bernard L. Madoff Investment Securities LLC

> Bernard L. Madoff Investment Securities LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated January 7, 2008.

- CRD: 2625
- Filed as: BERNARD L. MADOFF INVESTMENT SECURITIES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: January 7, 2008
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/2625
- AdvisorCensus page: https://advisorcensus.com/firm/bernard-l-madoff-investment-securities-llc-new-york-ny-2625

## Quick answers

**How is Bernard L. Madoff Investment Securities LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bernard L. Madoff Investment Securities LLC reports these compensation arrangements: commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bernard L. Madoff Investment Securities LLC located?**
Bernard L. Madoff Investment Securities LLC's principal office is in New York, NY, according to its Form ADV.

**Is Bernard L. Madoff Investment Securities LLC registered with the SEC or a state?**
Bernard L. Madoff Investment Securities LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 2625.

**How much does Bernard L. Madoff Investment Securities LLC manage?**
Bernard L. Madoff Investment Securities LLC reports $17,091,640,696 in regulatory assets under management in its Form ADV filing dated January 7, 2008 (100% discretionary).

**How have Bernard L. Madoff Investment Securities LLC's assets and staff changed since 2021?**
In the Form ADV data for Bernard L. Madoff Investment Securities LLC: Regulatory assets under management: $17,091,640,696 in the October 2021 data and $17,091,640,696 in the October 2026 data, unchanged. Assets under management move with markets as well as with clients coming and going.

**Does Bernard L. Madoff Investment Securities LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/2625

## From the Form ADV filing

### Compensation (Item 5.E)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $17,091,640,696
- Discretionary: $17,091,640,696
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/2625

### Websites listed on Form ADV (Item 1.I)
- [madoff.com](https://madoff.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $17,091,640,696 | Not reported | January 7, 2008 |
| October 2022 | $17,091,640,696 | Not reported | January 7, 2008 |
| October 2023 | $17,091,640,696 | Not reported | January 7, 2008 |
| October 2024 | $17,091,640,696 | Not reported | January 7, 2008 |
| October 2025 | $17,091,640,696 | Not reported | January 7, 2008 |
| October 2026 | $17,091,640,696 | Not reported | January 7, 2008 |

Regulatory assets under management: $17,091,640,696 in the October 2021 data and $17,091,640,696 in the October 2026 data, unchanged.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bernard L. Madoff Investment Securities LLC (CRD 2625): Form ADV filing data as of October 2026.