# Berkeley Partners Management, LLC

> Berkeley Partners Management, LLC is an SEC-registered investment advisory firm in Oakland, CA, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 8, 2026.

- CRD: 284163
- Filed as: BERKELEY PARTNERS MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oakland, CA
- Filing period: October 2026
- Form ADV filing dated: June 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284163
- AdvisorCensus page: https://advisorcensus.com/firm/berkeley-partners-management-llc-oakland-ca-284163

## Quick answers

**How is Berkeley Partners Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Berkeley Partners Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Berkeley Partners Management, LLC located?**
Berkeley Partners Management, LLC's principal office is in Oakland, CA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Berkeley Partners Management, LLC registered with the SEC or a state?**
Berkeley Partners Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284163.

**How much does Berkeley Partners Management, LLC manage?**
Berkeley Partners Management, LLC reports $3,055,617,704 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (52% discretionary).

**How have Berkeley Partners Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Berkeley Partners Management, LLC: Regulatory assets under management: $1,652,676,887 in the October 2021 data and $3,055,617,704 in the October 2026 data, up 85%. Total employees: 56 in October 2021 and 57 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Berkeley Partners Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Berkeley Partners Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284163

**What changed in Berkeley Partners Management, LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,055,617,704
- Discretionary: $1,602,436,854
- Non-discretionary: $1,453,180,850

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $1,602,436,854 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $892,295,051 |
| Corporations or other businesses not listed above | Fewer than 5 | $560,885,799 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2016 (10 years)
- Employees: 57 total, 17 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Boston, MA
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- berkeleypartners.com
- LinkedIn @berkeley-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,652,676,887 | 56 | August 20, 2021 |
| October 2022 | $2,071,417,919 | 51 | August 25, 2022 |
| October 2023 | $2,171,032,209 | 60 | March 31, 2023 |
| October 2024 | $2,473,927,341 | 56 | March 29, 2024 |
| October 2025 | $2,565,192,781 | 59 | March 31, 2025 |
| October 2026 | $3,055,617,704 | 57 | June 8, 2026 |

Regulatory assets under management: $1,652,676,887 in the October 2021 data and $3,055,617,704 in the October 2026 data, up 85%.
Total employees: 56 in October 2021 and 57 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 16 to 17.
- Regulatory assets under management went from $2,565,192,781 to $3,055,617,704 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Berkeley Partners Management, LLC (CRD 284163): Form ADV filing data as of October 2026.