{ "crd_number": 284163, "slug": "berkeley-partners-management-llc-oakland-ca-284163", "primary_business_name": "BERKELEY PARTNERS MANAGEMENT, LLC", "legal_name": "BERKELEY PARTNERS MANAGEMENT, LLC", "dbas": [], "city": "Oakland", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-07-18", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-06-08", "carried_forward": false, "raum_total": 3055617704.0, "raum_discretionary": 1602436854.0, "raum_non_discretionary": 1453180850.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 57, "advisory_employees": 17, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 892295051.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 1602436854.0, "count": 3 }, "corporations_other_businesses": { "raum": 560885799.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "MA", "TX" ], "websites": [ "https://berkeleypartners.com", "https://linkedin.com/company/berkeley-partners" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284163", "city_as_filed": "OAKLAND", "url": "https://advisorcensus.com/firm/berkeley-partners-management-llc-oakland-ca-284163", "display_name": "Berkeley Partners Management, LLC", "summary": "Berkeley Partners Management, LLC is an SEC-registered investment advisory firm in Oakland, CA, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 8, 2026.", "citation": "AdvisorCensus. Berkeley Partners Management, LLC (CRD 284163): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Berkeley Partners Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Berkeley Partners Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Berkeley Partners Management, LLC located?", "a": "Berkeley Partners Management, LLC's principal office is in Oakland, CA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Berkeley Partners Management, LLC registered with the SEC or a state?", "a": "Berkeley Partners Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284163." }, { "q": "How much does Berkeley Partners Management, LLC manage?", "a": "Berkeley Partners Management, LLC reports $3,055,617,704 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (52% discretionary)." }, { "q": "How have Berkeley Partners Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Berkeley Partners Management, LLC: Regulatory assets under management: $1,652,676,887 in the October 2021 data and $3,055,617,704 in the October 2026 data, up 85%. Total employees: 56 in October 2021 and 57 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Berkeley Partners Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Berkeley Partners Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284163" }, { "q": "What changed in Berkeley Partners Management, LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1652676887.0, "total_employees": 56, "filing_date": "2021-08-20" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2071417919.0, "total_employees": 51, "filing_date": "2022-08-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2171032209.0, "total_employees": 60, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2473927341.0, "total_employees": 56, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2565192781.0, "total_employees": 59, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3055617704.0, "total_employees": 57, "filing_date": "2026-06-08" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 16 to 17.", "Regulatory assets under management went from $2,565,192,781 to $3,055,617,704 (+19%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/berkeley-partners-management-llc-oakland-ca-284163.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 1602436854.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 892295051.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 560885799.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284163", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }