# Berkeley Investment Advisors

> Berkeley Investment Advisors is a state-registered investment advisory firm in San Francisco, CA, registered since 2002, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 20, 2026.

- CRD: 121223
- Filed as: BERKELEY INVESTMENT ADVISORS
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: May 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/121223
- AdvisorCensus page: https://advisorcensus.com/firm/berkeley-investment-advisors-san-francisco-ca-121223

## Quick answers

**How is Berkeley Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Berkeley Investment Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Berkeley Investment Advisors located?**
Berkeley Investment Advisors' principal office is in San Francisco, CA, according to its Form ADV.

**Is Berkeley Investment Advisors registered with the SEC or a state?**
Berkeley Investment Advisors is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 121223.

**How much does Berkeley Investment Advisors manage?**
Berkeley Investment Advisors reports $25,327,398 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (100% discretionary).

**What types of clients does Berkeley Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (13).

**Does Berkeley Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121223

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $25,327,398
- Discretionary: $25,327,398
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $3,650,055 |
| High net worth individuals | 13 | $21,459,721 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $217,622 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2002 (24 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [berkeleyinvestment.com](https://berkeleyinvestment.com)
- [kazio.co](https://kazio.co)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Berkeley Investment Advisors (CRD 121223): Form ADV filing data as of October 2026.