{
  "crd_number": 134455,
  "slug": "berkeley-advisors-inc-atlanta-ga-134455",
  "primary_business_name": "BERKELEY ADVISORS, INC.",
  "legal_name": "BERKELEY ADVISORS, INC.",
  "dbas": [],
  "city": "Atlanta",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12060",
  "metro": {
    "cbsa_code": "12060",
    "common_name": "Atlanta",
    "msa_name": "Atlanta-Sandy Springs-Roswell, GA",
    "path": "/advisors/ga/atlanta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-12-26",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-02-05",
  "carried_forward": false,
  "raum_total": 125345440.0,
  "raum_discretionary": 125063700.0,
  "raum_non_discretionary": 281740.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 23805781.0,
      "count": 43
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 101539659.0,
      "count": 38
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "GA",
    "LA",
    "TX"
  ],
  "websites": [
    "https://berkeleyadvisors.com",
    "https://linkedin.com/IN/CATHERINE-M-MATHIS-446755B",
    "https://linkedin.com/in/ataylormathis"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/134455",
  "city_as_filed": "ATLANTA",
  "url": "https://advisorcensus.com/firm/berkeley-advisors-inc-atlanta-ga-134455",
  "display_name": "Berkeley Advisors, Inc.",
  "summary": "Berkeley Advisors, Inc. is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.",
  "citation": "AdvisorCensus. Berkeley Advisors, Inc. (CRD 134455): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Berkeley Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Berkeley Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Berkeley Advisors, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated February 5, 2026 states: Asset-based fee: 0.35% to 1% a year (a range, as the brochure states it); Flat fee: $250 to $10,000. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Berkeley Advisors, Inc. located?",
      "a": "Berkeley Advisors, Inc.'s principal office is in Atlanta, GA, according to its Form ADV."
    },
    {
      "q": "Is Berkeley Advisors, Inc. registered with the SEC or a state?",
      "a": "Berkeley Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 134455."
    },
    {
      "q": "How much does Berkeley Advisors, Inc. manage?",
      "a": "Berkeley Advisors, Inc. reports $125,345,440 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Berkeley Advisors, Inc.'s assets and staff changed since 2025?",
      "a": "In the Form ADV data for Berkeley Advisors, Inc.: Regulatory assets under management: $103,997,208 in the October 2025 data and $125,345,440 in the October 2026 data, up 21%. Total employees: 3 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Berkeley Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (38)."
    },
    {
      "q": "Which custodians does Berkeley Advisors, Inc. use?",
      "a": "Berkeley Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Berkeley Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134455"
    },
    {
      "q": "Does Berkeley Advisors, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 5, 2026 says: \"Berkeley Advisors does not generally impose a minimum portfolio value for conventional investment advisory services or a minimum fee.\" \"There is no minimum por tfolio size or minimum fee for any portfolio.\""
    },
    {
      "q": "What changed in Berkeley Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $103,997,208 to $125,345,440 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 103997208.0,
      "total_employees": 3,
      "filing_date": "2025-01-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 125345440.0,
      "total_employees": 2,
      "filing_date": "2026-02-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $103,997,208 to $125,345,440 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 5, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.35% to 1% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [
      "Flat fee: $250 to $10,000"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.35% to 1% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Fees are individually negotiated with each client and range from 0.35% to 1.00% per annum."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Berkeley Advisors does not generally impose a minimum portfolio value for conventional investment advisory services or a minimum fee.",
          "There is no minimum por tfolio size or minimum fee for any portfolio."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "There is no minimum por tfolio size or minimum fee for any portfolio."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $250 to $10,000"
        ],
        "quotes": [
          "Berkeley Advisors may, at its discretion, charge a flat, specified dollar fee to provide services ranging from $250 to $10,000 depending on the scope and complexity of services agreed to with a client."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.35,
        1.0
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": 0.0,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 250.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "services"
        }
      ]
    },
    "quotes": [
      "Fees are individually negotiated with each client and range from 0.35% to 1.00% per annum.",
      "Berkeley Advisors does not generally impose a minimum portfolio value for conventional investment advisory services or a minimum fee.",
      "There is no minimum por tfolio size or minimum fee for any portfolio.",
      "There is no minimum por tfolio size or minimum fee for any portfolio.",
      "Berkeley Advisors may, at its discretion, charge a flat, specified dollar fee to provide services ranging from $250 to $10,000 depending on the scope and complexity of services agreed to with a client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/berkeley-advisors-inc-atlanta-ga-134455.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 43,
      "fewer_than_5": false,
      "raum": 23805781.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 38,
      "fewer_than_5": false,
      "raum": 101539659.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/134455",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}