# Bergen Park Capital Management, LLC

> Bergen Park Capital Management, LLC is an SEC-registered investment advisory firm in Bigfork, MT, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 315162
- Filed as: BERGEN PARK CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bigfork, MT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315162
- AdvisorCensus page: https://advisorcensus.com/firm/bergen-park-capital-management-llc-bigfork-mt-315162

## Quick answers

**How is Bergen Park Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bergen Park Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Bergen Park Capital Management, LLC located?**
Bergen Park Capital Management, LLC's principal office is in Bigfork, MT, according to its Form ADV.

**Is Bergen Park Capital Management, LLC registered with the SEC or a state?**
Bergen Park Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 315162.

**How much does Bergen Park Capital Management, LLC manage?**
Bergen Park Capital Management, LLC reports $99,265,903 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Bergen Park Capital Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for Bergen Park Capital Management, LLC: Regulatory assets under management: $102,250,000 in the October 2024 data and $99,265,903 in the October 2026 data, down 3%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bergen Park Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Bergen Park Capital Management, LLC use?**
Bergen Park Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Bergen Park Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315162

**Does Bergen Park Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "There is generally a $500,000 minimum account size, subject to the terms of the applicable Offering Documents and at the discretion of the Adviser to accept lesser amounts."

**What changed in Bergen Park Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $127,440,000 to $99,265,903 (-22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> There is generally a $500,000 minimum account size, subject to the terms of the applicable Offering Documents and at the discretion of the Adviser to accept lesser amounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $99,265,903
- Discretionary: $99,265,903
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 11 | $43,344,296 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $55,921,607 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bergenparkcapital.com
- LinkedIn @bergen-park-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $102,250,000 | 5 | August 20, 2024 |
| October 2025 | $127,440,000 | 5 | March 27, 2025 |
| October 2026 | $99,265,903 | 5 | March 31, 2026 |

Regulatory assets under management: $102,250,000 in the October 2024 data and $99,265,903 in the October 2026 data, down 3%.
Total employees: 5 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $127,440,000 to $99,265,903 (-22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bergen Park Capital Management, LLC (CRD 315162): Form ADV filing data as of October 2026.