# Bergamot Asset Management LP

> Bergamot Asset Management LP is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.

- CRD: 309424
- Filed as: BERGAMOT ASSET MANAGEMENT LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: May 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309424
- AdvisorCensus page: https://advisorcensus.com/firm/bergamot-asset-management-lp-princeton-nj-309424

## Quick answers

**How is Bergamot Asset Management LP compensated?**
On its Form ADV (Item 5.E, October 2026), Bergamot Asset Management LP reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bergamot Asset Management LP located?**
Bergamot Asset Management LP's principal office is in Princeton, NJ, according to its Form ADV.

**Is Bergamot Asset Management LP registered with the SEC or a state?**
Bergamot Asset Management LP is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 309424.

**How much does Bergamot Asset Management LP manage?**
Bergamot Asset Management LP reports $106,482,912 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (54% discretionary).

**What types of clients does Bergamot Asset Management LP serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (47); corporations or other businesses not listed above (12).

**Which custodians does Bergamot Asset Management LP use?**
Bergamot Asset Management LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Bergamot Asset Management LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309424

**What changed in Bergamot Asset Management LP's recent Form ADV filings?**
In the June 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $106,482,912
- Discretionary: $57,594,550
- Non-discretionary: $48,888,362

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $11,125,996 |
| High net worth individuals | 47 | $60,790,549 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $20,233,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | Fewer than 5 | $6,294,233 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 12 | $8,039,134 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 8 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [bergamotam.com](https://bergamotam.com)
- LinkedIn @bergamot-asset-management-llc

## Changes in the filing (last 12 months)

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bergamot Asset Management LP (CRD 309424): Form ADV filing data as of October 2026.