# Belle Haven Investments, L.P.

> Belle Haven Investments, L.P. is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 29278
- Filed as: BELLE HAVEN INVESTMENTS, L.P.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rye Brook, NY
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/29278
- AdvisorCensus page: https://advisorcensus.com/firm/belle-haven-investments-l-p-rye-brook-ny-29278

## Quick answers

**How is Belle Haven Investments, L.P. compensated?**
On its Form ADV (Item 5.E, October 2026), Belle Haven Investments, L.P. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Belle Haven Investments, L.P. located?**
Belle Haven Investments, L.P.'s principal office is in Rye Brook, NY, according to its Form ADV.

**Is Belle Haven Investments, L.P. registered with the SEC or a state?**
Belle Haven Investments, L.P. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 29278.

**How much does Belle Haven Investments, L.P. manage?**
Belle Haven Investments, L.P. reports $24,460,158,084 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary).

**How have Belle Haven Investments, L.P.'s assets and staff changed since 2021?**
In the Form ADV data for Belle Haven Investments, L.P.: Regulatory assets under management: $14,002,284,057 in the October 2021 data and $24,460,158,084 in the October 2026 data, up 75%. Total employees: 37 in October 2021 and 47 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Belle Haven Investments, L.P. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22,056); high net worth individuals (4,579); corporations or other businesses not listed above (633).

**Which custodians does Belle Haven Investments, L.P. use?**
Belle Haven Investments, L.P.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, National Financial Services LLC, Pershing LLC and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Belle Haven Investments, L.P. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/29278

**What changed in Belle Haven Investments, L.P.'s recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- National Financial Services LLC
- Pershing LLC
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $24,460,158,084
- Discretionary: $24,460,158,084
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22,056 | $8,351,318,133 |
| High net worth individuals | 4,579 | $12,168,873,108 |
| Banking or thrift institutions | 2 | $1,921,079 |
| Investment companies | 2 | $1,428,594,823 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $18,441,745 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 24 | $172,994,129 |
| Charitable organizations | 281 | $652,407,951 |
| State or municipal government entities (including government pension plans) | 20 | $142,330,725 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 4 | $85,762,484 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 633 | $1,437,513,907 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 47 total, 40 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/29278

### Websites listed on Form ADV (Item 1.I)
- [bellehaven.com](https://bellehaven.com)
- LinkedIn @BELLE-HAVEN-INVESTMENTS
- X @BELLEHAVENINV

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $14,002,284,057 | 37 | March 29, 2021 |
| October 2022 | $15,956,646,245 | 39 | March 24, 2022 |
| October 2023 | $15,255,969,174 | 43 | March 17, 2023 |
| October 2024 | $17,670,293,947 | 47 | July 29, 2024 |
| October 2025 | $20,380,202,747 | 47 | March 28, 2025 |
| October 2026 | $24,460,158,084 | 47 | July 1, 2026 |

Regulatory assets under management: $14,002,284,057 in the October 2021 data and $24,460,158,084 in the October 2026 data, up 75%.
Total employees: 37 in October 2021 and 47 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 41 to 40.
- Regulatory assets under management went from $20,380,202,747 to $23,324,286,857 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Belle Haven Investments, L.P. (CRD 29278): Form ADV filing data as of October 2026.