{ "crd_number": 110489, "slug": "becker-capital-management-inc-portland-or-110489", "primary_business_name": "BECKER CAPITAL MANAGEMENT, INC.", "legal_name": "BECKER CAPITAL MANAGEMENT INC", "dbas": [], "city": "Portland", "state": "OR", "country": "United States", "cbsa_code": "38900", "metro": { "cbsa_code": "38900", "common_name": "Portland", "msa_name": "Portland-Vancouver-Hillsboro, OR-WA", "path": "/advisors/or/portland" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1977-04-19", "years_registered": 49, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 5725237630.0, "raum_discretionary": 5725237630.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 42, "advisory_employees": 20, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 1495237985.0, "count": 75 }, "individuals": { "raum": 187593423.0, "count": 226 }, "investment_companies": { "raum": 98040963.0, "count": 1 }, "pension_profit_sharing": { "raum": 151629162.0, "count": 9 }, "high_net_worth_individuals": { "raum": 3573908647.0, "count": 519 }, "pooled_investment_vehicles": { "raum": 20265205.0, "count": 1 }, "corporations_other_businesses": { "raum": 198562245.0, "count": 10 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "FL", "ID", "IL", "NM", "NV", "NY", "OH", "OK", "OR", "TX", "WA" ], "websites": [ "https://beckercap.com", "https://linkedin.com/COMPANY/BECKER-CAPITAL-MANAGEMENT" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110489", "city_as_filed": "PORTLAND", "url": "https://advisorcensus.com/firm/becker-capital-management-inc-portland-or-110489", "display_name": "Becker Capital Management, Inc.", "summary": "Becker Capital Management, Inc. is an SEC-registered investment advisory firm in Portland, OR, registered since 1977, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Becker Capital Management, Inc. (CRD 110489): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Becker Capital Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Becker Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Becker Capital Management, Inc. located?", "a": "Becker Capital Management, Inc.'s principal office is in Portland, OR, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Becker Capital Management, Inc. registered with the SEC or a state?", "a": "Becker Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 1977. Status as filed: Approved. CRD 110489." }, { "q": "How much does Becker Capital Management, Inc. manage?", "a": "Becker Capital Management, Inc. reports $5,725,237,630 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Becker Capital Management, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Becker Capital Management, Inc.: Regulatory assets under management: $3,574,014,983 in the October 2021 data and $5,725,237,630 in the October 2026 data, up 60%. Total employees: 30 in October 2021 and 42 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Becker Capital Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (519); individuals (other than high net worth individuals) (226); charitable organizations (75)." }, { "q": "Which custodians does Becker Capital Management, Inc. use?", "a": "Becker Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and U.S. Bank National Association as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Becker Capital Management, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110489" }, { "q": "Does Becker Capital Management, Inc. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"BCM typically requires a minimum account size of $3,000,000, although this may be negotiable under certain circumstances.\"" }, { "q": "What changed in Becker Capital Management, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 19 to 20. Regulatory assets under management went from $4,982,543,115 to $5,725,237,630 (+15%). Changed its office addresses in Bend, OR. Changed its office addresses in Boise, ID. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3574014983.0, "total_employees": 30, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 4356284397.0, "total_employees": 30, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3906617526.0, "total_employees": 33, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4613776609.0, "total_employees": 33, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4982543115.0, "total_employees": 37, "filing_date": "2025-06-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5725237630.0, "total_employees": 42, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 19 to 20.", "Regulatory assets under management went from $4,982,543,115 to $5,725,237,630 (+15%).", "Changed its office addresses in Bend, OR.", "Changed its office addresses in Boise, ID.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$3,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "BCM typically requires a minimum account size of $3,000,000, although this may be negotiable under certain circumstances." ] } ], "quotes": [ "BCM typically requires a minimum account size of $3,000,000, although this may be negotiable under certain circumstances." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "U.S. Bank National Association", "name_as_filed": "U.S. BANK NATIONAL ASSOCIATION", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/becker-capital-management-inc-portland-or-110489.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 226, "fewer_than_5": false, "raum": 187593423.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 519, "fewer_than_5": false, "raum": 3573908647.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 98040963.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 20265205.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 9, "fewer_than_5": false, "raum": 151629162.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 75, "fewer_than_5": false, "raum": 1495237985.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 10, "fewer_than_5": false, "raum": 198562245.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110489", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }